Legal and Compliance Manager
5 days ago
Legal and Compliance Manager (Compliance-oriented) Responsible for independently managing and providing compliance advice on AML and related assignments and issues, including institutional risk assessments, CDD requirements, STR, selling process, etc., from both Hong Kong and Cayman Island perspectives. Provide product compliance support for funds and investment vehicles (e.g., SPC, SPV in offshore jurisdictions) from company secretarial and FATCA/CRS reporting perspective, monitor timetables, and advise on relevant issues. Support general compliance work, including managing general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ, WINGS, etc.) and ongoing notification matters. Support compliance review and audit work such as developing and executing risk-based annual compliance review plans, compliance review programs, and internal audit plans. Conduct compliance reviews, monitor and report on compliance issues and trends, and conduct internal audits of the Company’s operations, processes, and controls. Handle other tasks as assigned, keep the firm abreast of regulatory developments, conduct gap analyses, draft and review internal policies, and prepare various management reports. Requirements Bachelor’s Degree in Business Administration, Accounting, Finance, Risk Management, Law or related disciplines (other disciplines considered if practical experience). At least 3 years of experience in compliance, company secretarial or internal control functions (exposure to asset management preferred). Good knowledge of AML requirements (mandatory) and compliance, FATCA/CRS, company secretarial (Hong Kong and offshore jurisdictions) and other local regulations. Good report writing, analytical, interpersonal skills; fluent in Chinese. Responsible, proactive, detail-oriented, self-disciplined, well-organized, good communication skills. Able to work under pressure, strong team player. Good command in written and spoken English and Chinese (including Putonghua). Please click "Apply Now" to submit your application with CV attached stating both current and expected salary. Personal data collected will be used for recruitment purposes only. Company Overview ICBC Asset Management (Global) Company Limited is a Hong Kong-based asset management firm licensed under the Securities and Futures Ordinance to carry out Types 4, 5, and 9 regulated activities. Backed by ICBC (Asia), the world’s largest bank by market capitalization, we provide investment solutions across Asia and globally, focusing on opportunities in China. #J-18808-Ljbffr
-
Legal Counsel
3 days ago
Hong Kong Island, Hong Kong SAR China Legal Full timeProvide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...
-
Hong Kong Island, Hong Kong SAR China Legal Full timeA financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...
-
Senior Legal Operations
3 days ago
Hong Kong Island, Hong Kong SAR China Career Legal Full timeA leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...
-
Legal & Compliance Manager
5 days ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeWe represent an investment holding company based in Hong Kong and the People's Republic of China. This client is engaged in a diversified portfolio that includes green food supply and catering chains, as well as environmental protection and technology businesses. They are now seeking talented individuals to join their team. Legal & Compliance Manager...
-
Legal Information
1 day ago
Hong Kong Island, Hong Kong SAR China Career Legal Full timeA leading legal recruiting firm in Hong Kong is seeking an Information & Research Assistant to provide high-quality support for legal and business research. The role involves training staff on information tools and keeping updated on legal sector developments. Ideal candidates will possess strong research and communication skills, along with an understanding...
-
APAC Corporate Counsel — Product
7 days ago
Hong Kong Island, Hong Kong SAR China SD Legal Full timeA leading legal firm in Hong Kong seeks an experienced Managing Director to support business growth and manage risk in product development and sales. The ideal candidate will have 5-10 years of PQE, experience in both law firms and in-house positions, and the ability to collaborate with various stakeholders across multiple regions, including the US and...
-
Legal Compliance Manager
1 week ago
hong kong, Hong Kong SAR China PaleBlueDot AI Full timeLegal Compliance Manager Responsible for managing cross‑border legal frameworks, compliance systems, and risk mitigation for financing, cloud, and procurement projects. Responsibilities 1. Cross‑Border Financing / Cloud Service / Procurement Legal Structuring & Execution Lead the design and risk assessment of legal frameworks for cross‑border projects....
-
Legal & Compliance - Assistant Manager
5 days ago
Hong Kong Island, Hong Kong SAR China Michael Page International (HK) Ltd Full timeThis role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...
-
Legal & Compliance Manager
2 weeks ago
Hong Kong Island, Hong Kong SAR China PFH Finance Ltd. Full timeProvide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations Formulate and review general compliance manual, AML and other...
-
Legal and Compliance Manager
1 day ago
Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeLegal and Compliance Manager - Hedgefund Base pay range: HK$660,000.00/year - HK$1,080,000.00/year Location: APAC (Hedge Fund with presence across Asia)Reporting to: COORole Type: Individual Contributor Key Responsibilities Manage and maintain the firm's compliance framework in line with regulatory requirements. Act as the primary point of contact for...