Compliance Officer

EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...

Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML Compliance Officer should work with the team to ensure efficient identification and monitoring of suspicious activities and transaction within CLSA; ensure timely report of suspicious...

Compliance OfficerLarson Maddox is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will play a crucial role in ensuring our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance.Key Responsibilities:Develop, implement, and monitor...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, procedures, and business processes to ensure regulatory adherence.Conduct thorough compliance reviews of internal policies, major decisions, new products, and legal documents to identify...

Compliance ManagerHARBRIDGE PARTNERS is seeking a highly skilled Compliance Manager to join our team.Key Responsibilities:Develop and implement compliance-related rules, operational procedures, and business processes to ensure regulatory compliance.Conduct thorough compliance reviews of internal management policies, major decisions, new products, and new...

Compliance Officer - Private BankingLarson Maddox is seeking a highly skilled Compliance Officer to join our Private Banking team. As a key member of our Compliance team, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Key...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to...

Compliance Lawyer Opportunity at Worthington LegalA leading UK law firm is seeking a skilled Compliance Lawyer to join their Hong Kong office.The successful candidate will be responsible for developing and maintaining the firm's policies and procedures on core compliance issues, including anti-money laundering, sanctions, conflicts, and...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. The successful candidate will be responsible for providing advisory services to business units regarding regulatory compliance issues, participating in regulatory compliance-related projects, and conducting compliance training for staff.Key...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will be responsible for providing advisory services to business units regarding regulatory compliance issues.Key ResponsibilitiesProvide advisory services to business units on regulatory...

Role Overview: The Compliance Officer will provide leverage to the team to ensure the firms program adheres to regulations and exchange rules within APAC and globally. They will be involved in helping to develop and deploy an overall compliance program within the APAC offices across the multi-faceted compliance elements, including activities that prevent,...

Job Purpose:As a key member of the Group Compliance Division, you will play a crucial role in ensuring the Bank's compliance with regulatory requirements and industry standards. Your primary responsibility will be to assist in the development and implementation of effective compliance policies and procedures, ensuring that the Bank's operations are in line...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of services through our extensive network of branches. Our core values are built on caring, teamwork, and progressiveness, creating a unique work environment where you can thrive.Job Purpose:We are seeking a highly skilled Compliance Officer to join...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with relevant laws and regulations.Key ResponsibilitiesProvide advisory services to business units on regulatory...

Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

Compliance Officer Compliance Permanent contract Hong Kong, Hong Kong Reference 24000JV5 Start date Immediately Publication date 2024/09/04 Responsibilities Applicants must have relevant experience and the highest ethical standards, excellent judgment, a sense of personal initiative, excellent oral and written communications skills, the...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking, insurance, and financial services through our extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that every individual is unique...