Kroll | Associate Manager, Compliance Risk and Diligence

6 days ago

hong kong, Hong Kong SAR China Kroll Full time
Associate Manager, Compliance Risk and Diligence (Chinese Language)

Compliance Risk and Diligence

Compliance Risk and Diligence | Hong Kong, Hong Kong | 21010938

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We value the diverse backgrounds and perspectives that enable us to think globally. As part of One team, One Kroll, you’ll contribute to a supportive and collaborative work environment that empowers you to excel.

Through a combination of in-depth subject matter expertise, global research capabilities and flexible technology tools, Kroll helps clients take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related regulatory mandates. These include pre-transactional intelligence; vendor, supplier and distributor due diligence; vendor management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke inquiries.

As an Associate Manager, you will support the overall research and due diligence within our Compliance Practice, by gathering information to help Kroll’s clients onboard and manage the risks associated with new clients and third parties, ensuring we offer the right level of screening and due diligence solutions based on the risks inherent in the opportunity.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges. Apply now to join One team, One Kroll.

Day to Day Responsibilities

The Associate Manager will oversee a team of researchers, as well as manage multiple complex research assignments from start to finish. This expertise allows them to perform quality reviews on reports to ensure that the products produced by their team are accurate, complete and meet our high-quality standards.

  • Coach, mentor and develop team members, including overseeing new employee onboarding and providing career development planning and opportunities.
  • Monitor team’s quality to ensure team members meet Kroll’s expectations for productivity, quality, and performance.
  • Directly supervise the team’s workflow and products, providing constructive feedback to develop the quality of their work.
  • Conduct in-depth intelligence research by gathering various data and information, verifying the credibility and quality of the information/data/sources.
  • Perform searches, including adverse media and internet research, global compliance, watch list and sanctions.
  • Review and analyze extensively on information gathered.
  • Produce accurate, high-quality written reports.
  • Provide client management. Liaise with internal and external clients and stakeholders to ensure that client expectations are consistently being met. Assist in reviewing and resolving client escalations.
  • Take ownership of projects and deliverables.
  • Coordinate research and work closely with team members in other Kroll offices.
  • Assist in management of the research team.
  • Demonstrate excellent judgment, be commercially-focused and be driven by professional excellence and a commitment to the Kroll brand.

Minimum Qualifications

  • A minimum of 3 - 5 years’ work experience in research/project management.
  • Undergraduate or Postgraduate degree at an accredited university majoring in Economics, Finance, Journalism, International Relations/Affairs, Regional Studies, Political Science, or other related areas of study.
  • Demonstrated self-starter and resourceful individual, with experience operating in fast-paced and challenging operational settings.
  • Knowledge of relevant due diligence investigative techniques and tools including public records and open-source research.
  • Experience conducting quality/content reviews of completed research is a plus.
  • Business fluency in written English and Mandarin – This is a prerequisite.
  • Extremely strong reading and writing skills in English and relevant professional local languages, e.g. Traditional and Simplified Chinese, Bahasa Indonesia, Bahasa Malaysia, Thai, Vietnamese, Japanese, and Korean.
  • Ability to quickly and effectively summarize information from multiple sources into a concise analytical assessment.

Preferred Skills

  • 1-2 years of team management and mentorship experience.
  • 1-2 years of experience managing client relationships.
  • Intellectually curious and adept at navigating ambiguity.
  • Detailed knowledge and understanding of current events, international affairs, economics, and social risk issues in Asia Pacific.

In order to be considered for a position at Kroll, you must formally apply via careers.kroll.jobs.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

Kroll is headquartered in New York with offices around the world. #J-18808-Ljbffr

  • Product Due Diligence Analyst

    5 hours ago

    Hong Kong, Hong Kong SAR China Bank of Singapore Full time

    In the CIO – Research team, the analyst will focus specifically on products due diligence. The analyst will be responsible for the front-to-end process to perform products due diligence for the HK branch. The analyst is required to identify key product features for assessment, liaise with Front Office, coordinate with CIO to align with the global...

  • Compliance Risk Manager

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China NexusSearch Full time

    NexusSearch seeks an experienced Compliance Officer to manage AML/CFT compliance activities, plan and deliver high-quality results, provide guidance on regulatory issues, develop training programs, and offer legal review. This role offers a unique opportunity to make a significant impact in the institutional digital asset space.About NexusSearchWe are a...

  • Risk Management Specialist

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Borderless Capital Full time

    Job DescriptionAbout UsBorderless Capital, a leader in institutional digital asset Custody, Staking, and Markets services, is seeking a skilled Risk Management Specialist to join our team. Our proprietary bank-grade platform provides secure, and integrated solutions for builders, investors, and service providers globally.Key ResponsibilitiesReviewing and...

  • Compliance Specialist

    22 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    **Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

  • Compliance Expert for Asset Management

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Gough Recruitment Full time

    Company OverviewGough Recruitment is a leading recruitment agency specializing in financial industry roles.Job SummaryWe are seeking a highly motivated Compliance Associate/Senior Associate to join our team. The ideal candidate will have a strong background in compliance and risk management, with experience in the asset management industry.Key...

  • Compliance Risk Management Professional

    22 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Moody's Full time

    About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...

  • Risk Associate

    5 hours ago

    Hong Kong, Hong Kong SAR China SAFE Investment Full time

    Responsibilities Monitor, measure, and manage all aspects of risk in day to day activities, provide expert advice to investment team to ensure adherence to investment mandate and risk policies; Ensure achievement of all requirements of audit and compliance, prepare risk report as required; Work with compliance officer and risk colleague to achieve internal...

  • Assistant Compliance Risk Manager

    5 hours ago

    Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Responsibilities: Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks. Perform and improve transaction monitoring processes. Assist in preparing compliance risk and KYC management reports. Support the Risk Manager in coordinating and managing compliance risk and KYC operations. Conduct risk assessments on new banking products...

  • Business Compliance

    5 hours ago

    Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Responsibilities: Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc....

  • Manager, Business Compliance and Operation Risks Manager

    5 hours ago

    Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product...

  • AML Risk and Compliance Lead

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Job Summary">The AML Risk and Compliance Lead will play a critical role in ensuring the Institutional Banking Group (IBG) staff fully comply with internal AML risk and compliance policies/standards, external regulations, and industry best practices.">Key Responsibilities">">Liaise with Financial Crime Surveillance System (FCSS) and Compliance on Know Your...

  • AML Compliance Risk Management Analyst

    5 hours ago

    Hong Kong, Hong Kong SAR China Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Associate, ESG Risk, Asset managment

    4 days ago

    Hong Kong, Hong Kong SAR China Hays Full time

    A sizeable asset management firm is looking for ESG risk associateYour new company I am helping a leading financial services group to look for an Associate in ESG risk. Your new role Lead and manage ESG/Climate risk management projects in collaboration with various investment groups. Serve as an ESG specialist on internal committees. Develop and...

  • Compliance Expert in Global Banking

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

    At Pure Hong Kong, we seek a highly skilled FCC Analyst to join our team. As a key member of our Compliance Team, you will play a vital role in ensuring the integrity and security of our financial operations.Job SummaryThis position involves working closely with internal and external stakeholders to maintain adherence to Anti-Money Laundering regulations....

  • Senior Compliance Associate

    5 hours ago

    Hong Kong, Hong Kong SAR China Moody's Full time

    Location(s): Moody's Analytics Hong Kong Ltd, The Center, 99 Queen's Road, Central, Hong Kong, Suite 5608-5610, 56th Floor, 10278, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by...

  • Compliance Risk Manager

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China China Re Asset Management (Hong Kong) Company Limited Full time

    Job OverviewChina Re Asset Management (Hong Kong) Company Limited seeks a highly skilled Compliance Risk Manager to join its team.Job DescriptionEnsure the company's compliance-related work is implemented in accordance with the Hong Kong Securities and Futures Commission (SFC) requirements, identifying and assessing relevant compliance risks.Develop and...

  • Compliance Risk Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Aquis Search Full time

    Aquis Search is seeking a highly skilled Compliance Risk Manager to join our team.About the RoleThis exciting opportunity will see you working closely with local business units to develop and implement compliance policies, ensuring seamless operations across the region.Key ResponsibilitiesCompliance Policy Development: Collaborate with stakeholders to design...

  • Director of Compliance and Risk Management

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    Compliance and Regulatory FrameworkAIA International Limited seeks a highly experienced Associate Director, Corporate Compliance to support the Head of Compliance in ensuring compliance with Group Policies and local regulatory requirements. The role will involve partnering with other Compliance functional leads to drive and oversee the implementation of a...

  • Compliance Officer

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with relevant laws and regulations.About the RoleReview customer profiles, KYC documents, and customer statistic...

  • Compliance Risk Manager

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China CICC Full time

    Job OverviewCICC is seeking a highly experienced Compliance Officer to join its team in Hong Kong. The successful candidate will be responsible for providing comprehensive compliance coverage to the CICC group of companies, focusing on sales and trading business activities across products.Main ResponsibilitiesProvide expert compliance advisory services to...