Client Engagement and Protection Regulations Officer
1 week ago
Within the Capital Market Transversal Operation of BNP Paribas CIB, the Global Client Service team objective is to provide our clients with a top of the range service and ensure a dedicated follow up of business continuity.
Regulatory regimes imply material changes in our internal ways of working and in the relations with clients, due to the extent of the scope at stake
• Multiple regulations across the globe: Europe (such as EMIR), U.S. (such as Dodd Frank Act, FATCA) and several jurisdictions in Asia Pacific (e.g. in Hong Kong)
• Extra-territoriality
• Various and heterogeneous requirements such as timely confirmation, trade reporting, mandatory clearing / margining, distribution to Equity Research to Major US Institutional Investors only
• All types of clients (Institutional, Corporates, Central Banks, Hedge Funds) impacted
• All BNP Paribas entities (such as non-European subsidiaries) must comply with their own obligations
Tax legislations (such as the Hire Act in the US or the CRS standards committed by OECD countries) are on the agenda and require an extensive client classification exercise along with a potential regulatory procedural obligation.
All those regulatory requirements bring about an intensive client communication to (i) informing & educating our clients on regulations BNP Paribas is subject to, (ii) undertaking procedural exercises, when needed, to comply with our regulatory obligations and (iii) informing the clients about the impacts on our business relationship with them should BNP Paribas fail to comply with its own obligation.
An intensive internal coordination is also required to educate the Business representatives (Global Market and Coverage) about the regulatory framework, the impacts on their clients and the relevant contigency action plan.
The Client Engagement and Protection Regulations APAC team ("CEPR APAC") is also closely collaborating with other functions looking after regulatory affairs such as Legal, Compliance, Project Management, IT, Finance, Due Diligence and both Global Market Regulatory Affairs and Global Market Business Management.
CEPR APAC is client facing, responsible for client communication related to regulatory changes resulting from MIFID 2, EMIR (European Market Infrastructure Regulation), the Dodd-Frank Act in the US, other OTC derivatives regulatory regimes (including those pursuant to HKMA and MAS rules), tax-related legislations (e.g. FATCA and AEOI [Automatic Exchange of Information]), Equity Research enablement, among others. All this need to be addressed diligently due to the very important stakes; indeed, not being compliant in due time could result trading disruption, loss in firm's reputation and regulatory breach.
What would be your typical day at BNPP Paribas look like?
Primary Responsibilities
• Regulatory Onboarding and Support
? Facilitating and follow up with client onboarding
? Tackling regulatory blocks that prevent trading
? Addressing queries from clients, traders, marketers and relationship managers
• Regulatory Remediation Exercises
? Ensuring our existing clients comply by the regulatory enforcement date
• To achieve Regulatory Onboarding and Regulatory Remediation Exercises, the Client Management Regulations team aims at:
? Preparing the necessary regulatory materials to dispatch to clients
? BNPP offers and positions (i.e. encourage signature of ISDA protocols)
? Remediating any pending items necessary to meet regulatory requirements by their compliance dates and minimize any trading disruption with our valued clients
? Reaching out to our clients to ensure they have completed the necessary documentation:
- Following counterparties adherence to ISDA protocols / Representation Letters
- For clients who did not sign the ISDA protocol, pushing on bespoke legal documentation
? Addressing potential requests from regulators
? Working with the different functions involved in this regulatory compliance effort (such as Business Management, Legal and UK & US counterparts)
Contributing Responsibilities
• Anticipating the new rules / change of rules to come (Regulatory Oversight)
• Contributing to the Permanent Control Framework
• Contributing to the alignment of procedures across the regions
• Contributing to a Global Compliance Status update and KPIs
• Provide guidance on FATCA and CRS reporting matters
• Provide / Manage queries from tax authorities
What is required for you to succeed?
Technical & Behavioral Competencies
• Experience in project management with a strong communication skills
• Knowledge related to OTC derivatives regulations and / or tax legislations a plus
• Understanding of derivatives
• Minimum 5 years in banking or related industry
Specific Qualifications
• Degree in Finance, Accounting, Computer Science
• Fluent in English, written & verbal. Chinese or other Asian language(s) will be a plus.
• Innovative, creative and pro-active
• Rigorous to ensure quality
• Strong interpersonal skills
• Excellent verbal, presentation and written communication skills
• Excellent analytical and problem solving skills
• MS Word, Excel, Powerpoint,
• Python, SQL, VBA, Tableau (are advantageous)
About BNP PARIBAS
As the leading European Union bank, and one of the world's largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.
We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.
• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.
https://careers.apac.bnpparibas/
More information
BNP Paribas - Diversity & Inclusion Journey
BNP Paribas - The Bank Of Green Changes
Award Obtained
BNPP has won Top employer Europe award in a 10th consecutive year
-
Client Engagement and Protection Regulations Officer
2 months ago
Hong Kong, Hong Kong SAR China BNP Paribas Full timeWhat is this position about? Within the Capital Market Transversal Operation of BNP Paribas CIB, the Global Client Service team objective is to provide our clients with a top of the range service and ensure a dedicated follow up of business continuity. Regulatory regimes imply material changes in our internal ways of working and in the relations with...
-
Data Protection and Privacy Professional
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full timeAbout the RoleWe are seeking a highly skilled Data Protection and Privacy Professional to join our team in KPMG China. This role will involve leading the team to assess risks, identify gaps, and provide advice on data protection and privacy for our clients.Key ResponsibilitiesLead the team to evaluate data privacy and data protection practices of our...
-
Client Protection Associate
4 weeks ago
Hong Kong, Hong Kong SAR China AlphaSights Full timeAbout AlphaSights AlphaSights provides global investment and business professionals with on-demand access to the knowledge they need across all industries and geographies. AlphaSights connects decision-makers from investment management, private equity, management consulting, and corporations with a dynamic network of industry experts who provide qualitative...
-
Data Protection Officer
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time**Job Summary:**We are seeking a skilled and experienced professional to join our Group Data Protection Office (GPDO) as a Data Protection Officer - Group Governance. This role will play a critical part in supporting the firm's day-to-day privacy operations, ensuring compliance with data-related laws and regulations, and driving the development of tailored...
-
Data Protection Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeAbout the Role:We are seeking a highly skilled Data Protection Specialist to join our team at Hong Kong Exchanges and Clearing Limited. As a key member of our Governance and Compliance team, you will play a critical role in ensuring the effective management of personal data and adherence to applicable data-related rules and...
-
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Senior Client Engagement Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Third Bridge (Hong Kong) Limited Full timeCompany Overview:Third Bridge (Hong Kong) Limited is a market-leading investment research firm providing integrated solutions for top investors and business leaders worldwide. Our unique combination of human insights and investor-led content with a global expert network sets us apart from other companies.We serve over 1,000 investment firms globally,...
-
Market Regulation Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeWe are seeking a highly motivated and experienced professional to join our Market Surveillance and Monitoring team at Hong Kong Exchanges and Clearing Limited (HKEX). As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a critical role in supporting our team's efforts in enforcing HKEX rules and regulations on Exchange and...
-
Vice President, Group Data Protection
2 months ago
Hong Kong, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeCompany Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...
-
Officer, Client Onboarding Intermediate Analyst
6 months ago
Hong Kong, Hong Kong SAR China 01289 Citicorp International Limited Full timeAt Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...
-
Client Engagement Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Third Bridge Full timeJob OverviewWe are seeking a highly motivated and detail-oriented Client Engagement Specialist to join our team at Third Bridge. In this role, you will be responsible for driving revenue growth by connecting clients with industry experts who can provide valuable insights and solutions.Job ResponsibilitiesClient Needs Identification: Work closely with clients...
-
Luxury Client Engagement Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Roger Dubuis Full timeJob DescriptionThe Luxury Client Engagement Manager plays a pivotal role in delivering exceptional client experiences, driving business growth, and fostering long-term relationships.Key Responsibilities:Client Relationship ManagementDevelop and implement strategic CRM plans to enhance client engagement and retention.Analyze consumer behavior and preferences...
-
Senior Client Engagement Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China BCW Full timeAbout the Role We are seeking a highly motivated and organized Senior Client Engagement Specialist to join our team at BCW. This is an exciting opportunity for a career-driven individual who is passionate about delivering exceptional client service and contributing to the growth of our business. Key Responsibilities: Assist senior account team members in...
-
Officer, Client Onboard Analyst
6 months ago
Hong Kong, Hong Kong SAR China 01289 Citicorp International Limited Full timeAt Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...
-
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeAbout the RoleWe are seeking a highly motivated and experienced Senior Data Governance Specialist to join our Group Data Protection Office. As a key member of our team, you will play a critical role in supporting the day-to-day privacy operations and assisting our Group Data Protection Officer in defining and enhancing data privacy governance.
-
Expert Client Engagement Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Third Bridge Full timeAt Third Bridge, we're seeking a highly skilled Expert Client Engagement Specialist to join our team.Job OverviewWe're a business that supports the investment industry, and as an Associate, you'll play a crucial role in helping our clients achieve their goals.About the RoleYou'll spend most of your time on the phone, tracking down experts, building...
-
Global Data Protection and Compliance Expert
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Tencent Full timeJob DescriptionWe are seeking a highly experienced Global Data Protection and Compliance Expert to join our team at Tencent.About the RoleThis is an exciting opportunity for a seasoned data protection and compliance professional to advise on all aspects of our global privacy compliance program.Responsibilities:Provide expert legal advice and support to our...
-
Hong Kong, Hong Kong SAR China Citi Full timeAt Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...
-
Associate Client Engagement Manager
5 months ago
Hong Kong, Hong Kong SAR China Microchip Technology Full timeAre you looking for a unique opportunity to be a part of something great? Want to join a 20,000-member team that works on the technology that powers the world around us? Looking for an atmosphere of trust, empowerment, respect, diversity, and communication? How about an opportunity to own a piece of a multi-billion dollar (with a B!) global organization? We...
-
Senior Client Engagement Associate
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Third Bridge Full timeAbout UsThird Bridge is a leading player in the investment industry, committed to delivering exceptional service to our clients. Our team is passionate about building strong relationships and exceeding expectations.SalaryWe offer an attractive salary of $80,000 - $110,000 per annum, depending on experience. This figure takes into account the high-performance...