Head of Legal and Compliance, Reputable Investment Bank

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

We are seeking a junior to middle-level lawyer to join our in-house team. You will be reporting to Head of Legal Division direct and will be responsible for handling a diverse range of matters relating to banking, financial services, special projects and legal administration. This will be an excellent opportunity for you to be groomed up and your primary...

Company Profile Our client is a reputable, strong branded bank that provides various wide arrays of corporate banking products to enterprise worldwide. Their Global Institutional Banking team maintains and develops banking business activities with government and semi-government organizations and financial institutions and non-bank financial instruments ,...

We are seeking a dedicated and experienced lawyer to join our in-house team at Bank Of China (Hong Kong) Limited. As a Senior Banking Lawyer, you will be reporting directly to the Head of Legal Division and playing a key role in handling diverse matters relating to banking, financial services, special projects, and legal administration.Key...

Key Responsibilities: Project Leadership: Lead and manage regional legal, compliance, and risk projects from initiation to completion, ensuring timelines, budgets, and quality standards are met. Stakeholder Management: Collaborate with senior leadership, legal teams, compliance officers, and risk management professionals to align project objectives with...

Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...

  In this function, you will be responsible for the following: Ensure compliance with all relevant virtual asset and financial regulations across APAC (especially HK & SG), including virtual asset brokerage regulations, licensing requirements (e.g., SFC), and securities regulations. Advise on legal and regulatory issues pertaining to virtual assets and...

Well Established Bank Excellent Career Opportunity Our client is a well established Bank with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber candidate to join them. As the Team Head, you will lead and manage initiatives to ensure compliance with legal...

Main Responsibilities - Assist the Division Head in formulating, developing and implementing strategies to meet revenue and asset and liability targets set by the Bank and to maximise the Bank's profitability and minimize credit losses; - Perform relationship management support by engaging clients at strategic level to enhance business relationship and...

Investment Specialist / Senior Investment Specialist - Infrastructure The Multilateral Cooperation Center for Development Finance (MCDF) is an initiative designed to promote high-quality connectivity and infrastructure investments in developing countries through partnerships. MCDF works in the transport, energy, ICT, and cross-border water management...

Responsibilities: Provided advice on regulatory compliance related inquired or initiative Handle regulations related matters inclusive of dissemination of regulatory requirements and developments issued by regulators, maintaining regulatory updates records and handling of compliance-related enquiries Lead and manage local, regional and Head Office legal...

Job Title: Compliance Support Professional About SAFE Investment:SAFE Investment is a reputable organization that requires an organized and detail-oriented individual to provide administrative support to our Legal Department. Job Summary:The Compliance Assistant will be responsible for handling internal staff's compliance matters, providing secretarial and...

We are looking for an experienced professional to join our Compliance function in Hong Kong and provide primary Compliance coverage for our APAC Investment Banking and Capital Markets business (including Debt Capital Markets and Mergers & Acquisitions) as well as secondary support to APAC Markets business. The candidate will be intimately involved in...

Our Legal & Compliance Team is seeking for a corporate lawyer familiar with the HK listing rules compliance, general corporate governance and compliance and corporate transactions, open to lawyers from in-house or private practice. This role represents an excellent opportunity to transition into a reputable company with strong financial backing, and with...

Job Title: Head of Compliance for Corporate BankJob Summary:We are seeking a seasoned Head of Compliance to lead our corporate bank's regulatory compliance functions. The ideal candidate will have a strong background in compliance and advisory, with a focus on corporate and wholesale banking.Key Responsibilities:Develop and implement effective compliance...

Job Title: Compliance AssistantAbout the Role:We are seeking a highly organized and detail-oriented Compliance Assistant to provide administrative support to our Legal Department at SAFE Investment. This role offers a unique opportunity to contribute to the company's compliance efforts and work closely with the legal team.Key Responsibilities:- Handle...

At Wells Fargo, we are seeking an experienced Compliance Officer to join our team in Hong Kong. This is a critical role that will provide primary Compliance coverage for our APAC Investment Banking and Capital Markets business, as well as secondary support to APAC Markets business.About the RoleThis position requires a strong understanding of regulatory...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

A top tier investment bank is looking for a PM/ BA to join their regulatory & legal teamProject Manager - Legal | Top Investment Bank | PM BA | 80k Your new company Your new company is a well-known top tier overseas investment bank with business across the globe. Your new role Provide support for regulatory and legal projects, covering mainland China...

  KEY RESPONSIBILITIES: Oversee and manage all operational functions, including General Banking Operations, Customer Service, Channel Support, Investment Treasury Operations, and General Administration, ensuring efficient and cost-effective service delivery to clients. Lead the Operations team to act as a strategic partner, providing support to all...