Head of Legal and Compliance

Job DescriptionResponsible for the effectiveness of legal & compliance function Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements Provide advice and guidance on compliance issues for the launch of new products / services Provide practical recommendations for internal and external...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

Job DescriptionCapital Access Limited seeks a seasoned Head of Legal and Compliance to lead its legal and compliance efforts. Reporting to the CEO, this role will oversee a small team responsible for ensuring the legality and compliance of the company's business operations.The successful candidate will manage relationships with law firms, regulatory bodies,...

2 days ago Be among the first 25 applicants Direct message the job poster from Star Anise Limited (Legal and Compliance Recruitment Consultancy) Senior Research Consultant @ Star Anise Limited | In-House & Private Practice Legal Search and Recruitment Specialist | Legal & Compliance… About the role: Our client, a prestigious disputes-led international law...

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

Responsibilities: As part of the Financial Crime Compliance (FCC) team, report to the head of Legal and Compliance Department and be responsible for AML/FATCA/CRS regulatory compliance issues. Handle day-to-day FCC regulatory compliance matters, including providing compliance advice and support. Review and develop FCC compliance-related policies and...

Job DescriptionThe Legal & Compliance Officer will report directly to the Legal & Compliance Manager and Head of Legal & Compliance. The primary responsibilities include providing compliance advice and solutions to management and departments, developing and reviewing various business contracts and agreements, and formulating and reviewing internal policies...

About the RoleWe are seeking an experienced Commercial Litigation Specialist to join our team at Star Anise Limited in Hong Kong.As a key member of our legal search and recruitment consultancy, you will play a vital role in supporting our clients' disputes-led international law firm with its commercial litigation needs.Document Organization and...

At MUFG, we're seeking a talented and experienced legal professional to join our team as a Chief Legal Officer. This is an exciting opportunity to leverage your skills and expertise to drive business growth while ensuring compliance with regulatory requirements.The successful candidate will have extensive experience in corporate and investment banking, with...

About the RoleElevateFlex seeks a seasoned Master Agreement Negotiator to join their Hong Kong team, working closely with Business Line Heads and the Legal department on high-impact negotiations. Key responsibilities include managing a portfolio of Master Agreements, conducting compliance reviews, and collaborating with stakeholders.Responsibilities:Develop...

Legal & Compliance Manager/Senior Manager (Solicitor) Job Responsibilities Compliance Duties Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor...

About the OpportunityElevateFlex, a leading legal resourcing firm, is partnering with a top global financial institution to seek an experienced Master Agreement Negotiator for their Hong Kong team.This role involves close collaboration with Business Line Heads and the Legal department to support high-impact negotiations. Key responsibilities include...

DBS Bank's Group Legal, Compliance & Secretariat is responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. This team works to maintain a good standing with all regulators, customers, and business partners.The Job Objective of this role is to effectively support the implementation of...

The Legal and Compliance Director - MD  in a private credit fund is responsible for overseeing the compliance framework and legal matters related to the fund's operations. This role is crucial in ensuring that the fund adheres to all regulatory requirements and internal policies while managing legal risks associated with investment activities.Key...

Job OverviewElevateFlex partners with a leading global financial institution to seek an experienced Master Agreement Negotiator for their Hong Kong team.The successful candidate will work closely with the Business Line Heads and Legal department to support high-impact negotiations and manage a portfolio of Master Agreements.Key Responsibilities:Negotiating...

Job DescriptionWe are seeking a highly skilled Senior Legal Counsel to join our team at JC Executive Search.The ideal candidate will have experience in general corporate/commercial law and be able to provide legal support for Hong Kong and PRC business. The role will involve providing legal advice on data privacy matters and initiatives, drafting and...

Business Function: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Global Financial InstitutionA leading financial institution is expanding its presence in the Asia-Pacific region, partnering with ElevateFlex to seek an experienced Master Agreement Negotiator for their Hong Kong team.This role involves working closely with Business Line Heads and the Legal department to support high-impact negotiations, drafting,...

Job DescriptionElevateFlex seeks an experienced Master Agreement Negotiator to join their Hong Kong team, supporting a leading global financial institution in high-impact negotiations.The successful candidate will work closely with the Business Line Heads and Legal department to manage a portfolio of Master Agreements, ensuring efficiency and accuracy.Key...