Head of Legal and Compliance

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from SD Legal Managing Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man A unique and exciting role has come up in Hong Kong for a business / commercial minded lawyer. Closing Date: 28th March 2025 This...

Global Contract Negotiation RoleElevateFlex Seeks Experienced ProfessionalA renowned global financial institution is seeking an experienced Senior Agreement Specialist to join their team in Hong Kong. This role involves supporting high-impact negotiations by working closely with the Business Line Heads and the Legal department.Main Responsibilities:Negotiate...

Head of Compliance (FinTech) (VW-HC324) Tsim Sha Tsui, Hong KongSalary: BonusHead of Compliance (FinTech)Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function.Position ResponsibilitiesEffectively manages regulatory and operational risk exposures...

Responsibilities: 1. Risk Governance and Framework Oversight on Southeast Asian (SEA)entities: 1.1 Operational risk: Oversee and provide guidance on the implementation of operational risk frameworks across SEA entities, including operational resilience (HKMA OR-2), risk control self-assessments (RACAs), key risk indicators (KRIs), loss event...

2 days ago Be among the first 25 applicants Direct message the job poster from Star Anise Limited (Legal and Compliance Recruitment Consultancy) Senior Research Consultant @ Star Anise Limited | In-House & Private Practice Legal Search and Recruitment Specialist | Legal & Compliance… About the role: Our client, a prestigious disputes-led international law...

About the Role:Star Anise Limited (Legal and Compliance Recruitment Consultancy) is seeking a highly skilled Court Specialist to join their Hong Kong office. This position is ideal for experienced Legal Secretaries and Paralegals with a strong background in commercial litigation, particularly those familiar with the procedural and filing requirements of the...

Key Qualifications:Over 5 years of experience as a filing clerk, litigation paralegal, legal manager, or litigation legal secretary in Hong Kong.Demonstrated expert knowledge of litigation procedures with the Hong Kong High Court and strong experience working with the office of the High Court.Excellent written and spoken Cantonese and English are required;...

Head of Compliance (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Head of Compliance to lead this function. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving entity-level controls and...

WSPN is seeking a seasoned Legal Counsel to lead our regulatory compliance efforts in the stablecoin and digital currency space.Key ResponsibilitiesCompliance Management: Ensure day-to-day legal operations meet relevant regulations, handling contract drafting and review, risk assessments, and compliance checks.Regulatory Research & Analysis: Conduct...

We are seeking a highly experienced Compliance and Legal Specialist to join our team at Well Link Financial Group. This is an exciting opportunity for a professional with a strong background in compliance and legal matters to make a significant impact on our organization. Job Description: The successful candidate will be responsible for managing our...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Our client in the digital asset space is looking for a seasoned Head of Compliance based in Hong Kong. Key Responsibilities: Drive global regulatory strategy and licensing. Develop compliance...

Senior Research ConsultantAbout the role:We are seeking a highly skilled Litigation Support Specialist to join our Hong Kong office. This position is ideal for Legal Secretaries and Paralegals with extensive experience in commercial litigation, particularly those familiar with the procedural and filing requirements of the Hong Kong High Court. Senior...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

Job description Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activities of business to ensure that they effectively manage as "Risk Owners" the risks inherent in or arising from the conduct of their activities and for which they are responsible. The Head of...

Job OverviewThe Senior Legal and Compliance Specialist will be responsible for ensuring that our organization is compliant with all relevant laws, regulations, and industry standards. This includes reviewing and updating policies and procedures, conducting risk assessments, and providing guidance to staff on compliance matters.Key ResponsibilitiesDevelop and...

Job DescriptionWe are seeking a highly experienced Legal and Compliance Specialist to join our team. The successful candidate will have a strong background in compliance and legal matters, with excellent analytical and problem-solving skills. The role will involve developing and implementing compliance programs, reviewing and updating policies and...

Job OverviewThe Compliance and Legal Expert plays a pivotal role in ensuring the Well Link Financial Group's insurance businesses operate within the boundaries of relevant laws, regulations, and industry standards. This expert will oversee corporate governance, develop compliance programs, and provide strategic advice on legal matters to ensure seamless...

Capital Access LimitedAbout the Role:We are seeking a seasoned legal and regulatory expert to lead our small team in managing daily legal and compliance work across various businesses.As Head of Legal and Compliance, you will be responsible for ensuring the legality and compliance of our business operations, maintaining external relations with law firms,...

Job Title: Legal Counsel (Asset Management) Location: Hong Kong Reports to: General Counsel / Head of Legal Employment Type: Full-Time Company Overview Our client is a leading global asset management firm, managing a large AUM in assets for institutional investors, high-net-worth individuals, and retail clients. With a commitment to delivering innovative...

We're on the hunt for an experienced legal professional to join our team as Global Head of Employment Law. In this role, you'll be responsible for leading the global employment legal team, providing strategic counsel on labor and employment matters across our worldwide operations.The ideal candidate will be a qualified lawyer with at least 10 years of...