Senior Legal and Regulatory Expert
1 week ago
Capital Access Limited
About the Role:
We are seeking a seasoned legal and regulatory expert to lead our small team in managing daily legal and compliance work across various businesses.
As Head of Legal and Compliance, you will be responsible for ensuring the legality and compliance of our business operations, maintaining external relations with law firms, regulatory bodies, and government departments, both onshore and offshore.
You will also liaise with China HQ on compliance-related matters and projects, as well as perform any ad-hoc tasks assigned by senior management or HQ.
Requirements:
- Degree holder in Business or related disciplines.
- Minimum 10 years of experience in legal and compliance functions with reputable securities houses.
- Familiarity with securities/investment banking industry laws and regulations, especially SFC regulations applicable to Type 1, 4, 6, 9 licensed corporations.
- Experience working in Chinese securities houses is highly regarded.
- Fluency in both written and spoken English and Chinese, proficiency in Mandarin is mandatory.
What We Offer:
A dynamic and challenging role with opportunities for growth and development in a leading financial services company.
Competitive remuneration package and benefits.
Please contact Betty Zeng at 3598 9070 for more information.
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