Compliance and Legal Expert for Insurance Businesses
1 week ago
The Compliance and Legal Expert plays a pivotal role in ensuring the Well Link Financial Group's insurance businesses operate within the boundaries of relevant laws, regulations, and industry standards. This expert will oversee corporate governance, develop compliance programs, and provide strategic advice on legal matters to ensure seamless business operations.
About Us
We are an esteemed financial group committed to excellence in our services. Our team members enjoy a dynamic and supportive work environment that fosters growth and collaboration.
Key Responsibilities
- Oversight of corporate governance and adherence to intermediary conduct regulations, market conduct, product, and marketing-related regulations.
- Development and implementation of compliance programs, including gap analysis, compliance checklists, risk assessments, and periodic reviews to ensure overall compliance and identify areas for improvement.
- Formulation of a compliance framework and policies aligned with relevant laws, guidelines, and regulatory requirements.
- Identification and assessment of compliance risks associated with distribution-related business activities, including new agent/broker recruitment, sales conduct, discipline, complaints, and other related matters.
- Creation of written compliance policies and guidelines for agency/broker distribution channels on implementing laws, regulations, rules, codes of conduct, standards, and best practices.
- Evaluation of the appropriateness of compliance policies, procedures, and guidelines related to distribution channels, ensuring follow-up on identified deficiencies, recommending amendments where necessary, and supervising corrective measures.
- Investigation into agents/brokers' fraud, mis-selling, and client/regulator complaints.
- Drafting and reviewing insurance agent-related materials, such as contracts, forms, policies, manuals, training decks, etc.
- Drafting company-wide legal and compliance policies and procedures.
- Maintenance of compliance with legal and regulatory requirements across relevant functions/business units and internal policies/procedures.
- Conducting regular compliance updates, reviews, and testing.
- Providing support for new developments and updates on applicable laws, guidelines, and regulatory requirements.
- Preparation and updating of compliance training materials and provision of regular compliance training to staff.
Legal Duties
- Review of legal documents and contracts, ensuring compliance with insurance policy provisions and related documents.
- Staying updated on key legislations and statutory regulations impacting the company's business and assisting in revising policies and procedures accordingly.
- Provision of advice and guidance on questions of law and practice affecting the company, focusing on Insurance Ordinance and Personal Data (Privacy) Ordinance.
- Management of General Insurance legal cases, including claims disputes and regulatory compliance, ensuring adherence to applicable General Insurance regulations.
- Preparation for court appearances concerning legal matters, including drafting legal documents and organizing case materials.
- Representation of the organization in court during legal proceedings.
- Performance of other ad hoc/related duties assigned by management to support the Legal and Compliance Department.
Requirements and Qualifications
- Bachelor's degree in law or related disciplines.
- Minimum 5 years' relevant experience in compliance disciplines, preferably from the insurance industry.
- Prior experience in managing General Insurance-related legal cases and providing associated legal support is highly preferred.
- Practical experience in company secretarial matters is preferred but not mandatory.
- Integrity, honesty, self-initiative, independence, attention to detail, good interpersonal skills, and strong analytical mind.
- Able to work under pressure and meet deadlines.
- Good command of spoken and written English and Chinese.
- Proficiency in using Microsoft Excel, Word, and PowerPoint.
-
Insurance Business Development Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Avo Insurance Full timeAvo Insurance seeks a highly motivated and analytical Insurance Business Development Expert to join our team. The ideal candidate will be responsible for developing and executing our strategic business plan, building relationships with potential business partners, and supporting the business development team in developing insurance solutions.About the...
-
Litigation Support Specialist
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited (Legal and Compliance Recruitment Consultancy) Full timeSenior Research ConsultantAbout the role:We are seeking a highly skilled Litigation Support Specialist to join our Hong Kong office. This position is ideal for Legal Secretaries and Paralegals with extensive experience in commercial litigation, particularly those familiar with the procedural and filing requirements of the Hong Kong High Court. Senior...
-
Insurance Law Expert Advisor
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China BOC Group Life Assurance Company Limited Full timeThe BOC Group Life Assurance Company Limited requires a Senior Legal Counsel who can provide high-quality legal advice and support to various business units. The successful candidate will be responsible for drafting and reviewing legal documentation, including insurance product, training, and/or insurance-related documents.Key Responsibilities:Drafting and...
-
Compliance and Legal Specialist
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full timeWe are seeking a highly experienced Compliance and Legal Specialist to join our team at Well Link Financial Group. This is an exciting opportunity for a professional with a strong background in compliance and legal matters to make a significant impact on our organization. Job Description: The successful candidate will be responsible for managing our...
-
Commercial Litigation Coordinator
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited (Legal and Compliance Recruitment Consultancy) Full timeKey Qualifications:Over 5 years of experience as a filing clerk, litigation paralegal, legal manager, or litigation legal secretary in Hong Kong.Demonstrated expert knowledge of litigation procedures with the Hong Kong High Court and strong experience working with the office of the High Court.Excellent written and spoken Cantonese and English are required;...
-
Hong Kong, Central and Western District, Hong Kong SAR China Harvest Personnel Agency Full timeResponsibilities: As part of the Financial Crime Compliance (FCC) team, report to the head of Legal and Compliance Department and be responsible for AML/FATCA/CRS regulatory compliance issues. Handle day-to-day FCC regulatory compliance matters, including providing compliance advice and support. Review and develop FCC compliance-related policies and...
-
Court Filing Clerk
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited (Legal and Compliance Recruitment Consultancy) Full time2 days ago Be among the first 25 applicants Direct message the job poster from Star Anise Limited (Legal and Compliance Recruitment Consultancy) Senior Research Consultant @ Star Anise Limited | In-House & Private Practice Legal Search and Recruitment Specialist | Legal & Compliance… About the role: Our client, a prestigious disputes-led international law...
-
Legal Affairs Manager
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China BOC Group Life Assurance Company Limited Full timeAs a Senior Legal Counsel at the BOC Group Life Assurance Company Limited, you will play a critical role in shaping the company's legal strategy and ensuring compliance with relevant laws and regulations.Responsibilities and Duties:Developing and implementing effective legal strategies to support business growth.Providing expert legal advice and support on...
-
Compliance and Legal Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full timeJob OverviewThe Senior Legal and Compliance Specialist will be responsible for ensuring that our organization is compliant with all relevant laws, regulations, and industry standards. This includes reviewing and updating policies and procedures, conducting risk assessments, and providing guidance to staff on compliance matters.Key ResponsibilitiesDevelop and...
-
Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full timeLegal & Compliance Manager/Senior Manager (Solicitor) Job Responsibilities Compliance Duties Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor...
-
Insurance Underwriting Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China QBE Insurance Full timeAbout QBE InsuranceAt QBE, we're enabling a more resilient future - for our customers, communities, environment, and for our people. We're building momentum to achieve something significant and know our people are at the centre of our success.Our industry offers interesting and varied careers where you can help people to protect what matters most. As part of...
-
Financial Institution Legal Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Elevate Flexible Legal Resourcing Full timeGlobal Contract Negotiation RoleElevateFlex Seeks Experienced ProfessionalA renowned global financial institution is seeking an experienced Senior Agreement Specialist to join their team in Hong Kong. This role involves supporting high-impact negotiations by working closely with the Business Line Heads and the Legal department.Main Responsibilities:Negotiate...
-
Senior Legal Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China DCS Card Centre Full timeAbout the RoleAs a seasoned legal professional, you will provide strategic legal support across multiple jurisdictions to drive business growth and navigate complex legal landscapes.This role is ideal for an expert individual contributor with 5+ years of experience in corporate, regulatory, and commercial law, particularly within financial services or...
-
Senior Legal and Regulatory Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Capital Access Limited Full timeCapital Access LimitedAbout the Role:We are seeking a seasoned legal and regulatory expert to lead our small team in managing daily legal and compliance work across various businesses.As Head of Legal and Compliance, you will be responsible for ensuring the legality and compliance of our business operations, maintaining external relations with law firms,...
-
FMCG Legal Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full timeWe are seeking a highly skilled legal counsel to join our client's Hong Kong office, where you will play a critical role in advising on legal and compliance matters related to corporate governance, commercial strategies, and daily business operations.Job DescriptionOffer expert legal advice to ensure the company operates within regulatory frameworks and...
-
Legal Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Atomic Recruitment Singapore Full timeJob Description:This role involves providing legal support to a fast-growing logistics company that is revolutionizing the e-commerce landscape. The ideal candidate will have experience in drafting and negotiating contracts, handling disputes, and advising on compliance issues.The successful candidate will work closely with internal stakeholders to provide...
-
Insurance Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Harvest Personnel Agency Full time**Company Overview:**We are the Harvest Personnel Agency, a leading recruitment agency in the insurance industry. Our team is dedicated to providing top-notch candidates for our clients.**Job Summary:** We are seeking an experienced Legal and Regulatory Manager to join our team. The successful candidate will be responsible for ensuring compliance with all...
-
Legal and Regulatory Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Harvest Personnel Agency Full timeMain Responsibilities:• Reporting to the head of Legal and Compliance Department, the ideal candidate will handle day-to-day FCC regulatory compliance matters, including providing compliance advice and support. • Reviewing and developing FCC compliance-related policies and procedures, conducting compliance reviews, and training employees on these...
-
Court Filing and Research Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Star Anise Limited (Legal and Compliance Recruitment Consultancy) Full timeJob Responsibilities:Document Management: Organize and prepare documents and bundles for hearings, scan and fax case files, and maintain accurate case records.Legal Research: Conduct comprehensive legal research and proofread documents and letters to ensure accuracy and attention to detail.Court Filings and Service: File documents with the High Court, serve...
-
Compliance and Risk Management Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Links International Full timeCompany OverviewLinks International is a reputable company that values excellence in legal and compliance practices. Our team is dedicated to upholding the highest standards of professionalism and integrity.Job DescriptionWe are seeking a highly skilled Compliance and Risk Management Expert to join our team. As a key member of our organization, you will be...