Head of Compliance

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

Job Title: Head of Compliance for Corporate BankJob Summary:We are seeking a seasoned Head of Compliance to lead our corporate bank's regulatory compliance functions. The ideal candidate will have a strong background in compliance and advisory, with a focus on corporate and wholesale banking.Key Responsibilities:Develop and implement effective compliance...

Overview An established corporate bank is currently seeking a Head of Compliance to be responsible the regulatory compliance functions for the bank. Role Responsibilities Be the contact point with HKMA on compliance matters Be the lead for regulatory compliance function for the corporate bank. The role provides regular updates to the Regional Head of...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

ROLE DESCRIPTION AND PURPOSE As the appointed Manager in Charge for Compliance, to ensure that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements as well as BNPP Group Compliance standards. This includes providing proactive compliance advice to the business, the roll-out of Group Compliance...

Responsibilities: Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Our client, a pioneering trade finance platform dedicated to accelerating sustainable financing for SMEs, is seeking a Head of Compliance. This role is crucial in ensuring adherence to regulatory standards while supporting the platform's mission to provide accessible working capital solutions. The position can be based in either Hong Kong or Singapore. Job...

Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we need...

Job Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we...

Description : Details of the Division and Team: The Compliance Department seeks to protect the Bank’s licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connection with the Bank’s regulated...

Responsibilities: Provide advisory services to designated business units regarding regulatory compliance issues Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations Conduct compliance training...

Senior Dealer (Head of Southeast Asia) Job No.: 492462 Employment Type: Full time Departments: Global Markets Job Functions: Dealing & Trading Responsibilities: Manage Southeast Asian branches’ trading business. In charge of the risks/positions/market making business in the Southeast Asia market. Be responsible for supervising, leading, and...

Head of Department of Social and Behavioural Sciences [Ref. C//09] City University of Hong Kong is a dynamic university located in the heart of Hong Kong. As a publicly funded institution, our goals are to pursue high levels of excellence, promote innovation and nurture creativity with the aim to improve people’s lives. In a city where East meets...

About FWD Group FWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. The company was established in 2013 and is focused on changing the way people feel about insurance. FWD’s customer-led and digitally enabled approach aims to...

Department Profile The Compliance Department is part of the APAC Legal and Compliance Division, and provides guidance and advice to Business Units and infrastructure and support staff at the Firm, including Sales & Trading, Research, and Investment Banking, across all its APAC jurisdictions. The equities sales and trading compliance provides advice on...

Responsibilities:  Reporting to the APAC Head, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

FIND YOUR 'BETTER' AT AIA We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Specialist to join our team. As a key member of the compliance division, you will play a vital role in ensuring the bank's regulatory compliance and risk management.About the RoleThis dynamic position involves providing advisory services to designated business units on regulatory...