Head of Legal and Compliance

We are seeking a junior to middle-level lawyer to join our in-house team. You will be reporting to Head of Legal Division direct and will be responsible for handling a diverse range of matters relating to banking, financial services, special projects and legal administration. This will be an excellent opportunity for you to be groomed up and your primary...

  In this function, you will be responsible for the following: Ensure compliance with all relevant virtual asset and financial regulations across APAC (especially HK & SG), including virtual asset brokerage regulations, licensing requirements (e.g., SFC), and securities regulations. Advise on legal and regulatory issues pertaining to virtual assets and...

Reporting to the CEO, you will be leading a small team, supervising and managing the company's daily legal and compliance work across various businesses, ensure the legality and compliance of the company's business operations; you will manage and maintain the external relations with law firms, regulatory bodies and related government departments for both...

Established in the heart of Asia, Crypto Connect is a pioneering organization at the forefront of the virtual assets and blockchain revolution.SalaryThe annual salary for this position is approximately $250,000 to $300,000, reflecting the company's commitment to attracting top talent in the industry.Job DescriptionWe are seeking an experienced APAC...

Company Profile Our client is a reputable, strong branded bank that provides various wide arrays of corporate banking products to enterprise worldwide. Their Global Institutional Banking team maintains and develops banking business activities with government and semi-government organizations and financial institutions and non-bank financial instruments ,...

In this position, you will: 1. Legal Affairs Management  (1) Take the lead in organizing the development of corporate legal governance plans and propose implementation plans for the "Rule of Law Mobile" construction in Hong Kong.  (2) Develop and improve company legal management systems and regulations, and establish a legal management system.  (3)...

Our Legal & Compliance Team is seeking for a corporate lawyer familiar with the HK listing rules compliance, general corporate governance and compliance and corporate transactions, open to lawyers from in-house or private practice. This role represents an excellent opportunity to transition into a reputable company with strong financial backing, and with...

Responsibilities: Provided advice on regulatory compliance related inquired or initiative Handle regulations related matters inclusive of dissemination of regulatory requirements and developments issued by regulators, maintaining regulatory updates records and handling of compliance-related enquiries Lead and manage local, regional and Head Office legal...

SummaryLidl & Kaufland Asia are seeking an experienced Paralegal to provide support to the Legal and Compliance team. The ideal candidate will have a strong background in administrative support and be familiar with legal, compliance, and company secretary matters.Key ResponsibilitiesManage contract filing and operation of the contract management...

We are seeking a highly experienced Legal and Compliance Director. The ideal candidate will have at least 8 years of experience in legal and compliance roles, with a strong background in the financial sector. This position requires a proactive individual who can navigate complex regulatory environments and provide strategic guidance to ensure our...

Responsibilities: Develop and implement compliance programs and policies to ensure adherence to relevant laws, regulations, and industry standards. Conduct regular compliance risk assessments and audits to identify potential areas of non-compliance and develop mitigation strategies. Provide legal advice and guidance on compliance matters to internal...

About the RoleWe are seeking an experienced Global Legal Compliance Specialist to support our APAC operations for a leading global financial services firm.Key ResponsibilitiesDraft and review legal documents, including fund documents, distribution agreements, and corporate contracts, ensuring compliance with regulatory requirements.Provide expert legal...

{"Key Responsibilities": "As a key member of the China CITIC Bank International Limited team, you will play a critical role in ensuring the effective execution and compliance of financial crime compliance (FCC) across the bank and group level. Key responsibilities include:Assisting the Head of FCC in overseeing the governance and controls of areas such as...

We are seeking a Senior Legal Compliance Officer to join our team at Konew FinTech Corporation Limited. As a key member of our team, you will be responsible for executing legal proceedings and ensuring compliance with all relevant laws and regulations.Job DescriptionReview and analyze legal documents, including commercial contracts, court documents, and land...

CLFAMC is a joint venture asset manager of the China Life Group and Franklin Templeton Investments. We are one of the major institutional investors in the region with sizable AUM. We are seeking caliber with strong passion in joining legal role in financial industry to assist in our Compliance and Legal tasks in the team – What is this role about? ...

Job SummaryWe are seeking an experienced Senior Legal Compliance Specialist to join our team at Classy Wheeler Limited. This role is responsible for managing a variety of commercial contracts and projects, ensuring compliance with company policies and procedures, applicable laws, and customer requirements.About the RoleAs a Senior Legal Compliance...

Job Title: Head of Compliance for Corporate BankJob Summary:We are seeking a seasoned Head of Compliance to lead our corporate bank's regulatory compliance functions. The ideal candidate will have a strong background in compliance and advisory, with a focus on corporate and wholesale banking.Key Responsibilities:Develop and implement effective compliance...

About Hang Seng BankHang Seng Bank is a leading financial institution in Hong Kong, committed to providing exceptional service to its customers.Job OverviewWe are seeking a highly skilled and experienced Legal Services Manager to join our team. The successful candidate will be responsible for providing legal support to the business, reviewing and translating...

We are seeking an experienced Director of Legal Compliance and Governance to join our team at MatchTalent Limited.This key leadership role reports directly to the CEO and is responsible for the development and implementation of our compliance programs, ensuring adherence to local and international regulations.Key Responsibilities:Develop and Implement...

ROLE DESCRIPTION AND PURPOSE As the appointed Manager in Charge for Compliance, to ensure that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements as well as BNPP Group Compliance standards. This includes providing proactive compliance advice to the business, the roll-out of Group Compliance...