Group Head of Compliance

ROLE DESCRIPTION AND PURPOSE As the appointed Manager in Charge for Compliance, to ensure that BNP Paribas Asset Management Asia Limited is in full compliance with applicable Hong Kong regulatory requirements as well as BNPP Group Compliance standards. This includes providing proactive compliance advice to the business, the roll-out of Group Compliance...

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

About FWD GroupFWD Group is a pan-Asian life insurance business with a strong presence across 10 markets, boasting over 13 million customers.The company was established in 2013 and is focused on revolutionizing the way people perceive insurance. FWD's customer-centric and digitally enabled approach aims to deliver innovative propositions, easy-to-understand...

Job Title: Head of Compliance for Corporate BankJob Summary:We are seeking a seasoned Head of Compliance to lead our corporate bank's regulatory compliance functions. The ideal candidate will have a strong background in compliance and advisory, with a focus on corporate and wholesale banking.Key Responsibilities:Develop and implement effective compliance...

support the on-going reinforcement of the Group Conduct Framework and Customer Protection initiatives across the Asian entities, at the same time support the entities in their implementation by providing advice and best practice sharing monitor the Asian entities´ Conduct framework, local Conduct dashboard and other local Conduct reports and review action...

Interfill Group is seeking a seasoned Compliance Manager to lead the compliance department in Hong Kong. This role offers an exciting opportunity to join a stable Foreign bank branch and contribute to ensuring regulatory compliance.Key Responsibilities:The successful candidate will report directly to the Global Head of Compliance and oversee all-rounded...

Job purpose: Reports to the AXA HK Chief Investment Officer Leads the Investment team of AXA HK, covering tasks including day-to-day management of AXA HK investment portfolio, optimization of investments under risk appetite / solvency / accounting constraints, dynamic portfolio rebalancing & management of derivative overlays. Responsibilities: ...

Head of Wholesale Asia ex Japan, Client Group Core  Hong Kong – Hybrid  Permanent At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.  As a...

About us An award-winning Fintech organisation with a dedicated team of 500+ professionals across the globe. With more than 15 offices across the world, we are a people centric company which prides itself on being Product oriented for customer success. As we continue the journey of scaling up our business, we are passionate about expanding our multicultural...

Overview An established corporate bank is currently seeking a Head of Compliance to be responsible the regulatory compliance functions for the bank. Role Responsibilities Be the contact point with HKMA on compliance matters Be the lead for regulatory compliance function for the corporate bank. The role provides regular updates to the Regional Head of...

Swire Pacific Limited, a leading global conglomerate with diverse interests in property, aviation, beverages, and food chain, marine, and trading & industrial activities, is seeking an experienced Tax Consultant to join its team.As a highly-respected organization with significant operations in Asia, primarily in Hong Kong and the Chinese Mainland, Swire...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we need...

Jobs / Deputy Head of Finance & Accounting Responsibilities: Reporting to Head of Finance & Accounting, the incumbent will be responsible for leading the finance team to handle overall finance and accounting management of the company. Review all monthly management accounts and prepare operations and group consolidation reports for top management. Develop...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

Omni Group Asia Ltd. is seeking a highly skilled Compliance Manager to lead our regulatory risk management efforts in Hong Kong. As a key member of our team, you will play a crucial role in ensuring the company's compliance with relevant regulations and frameworks.About the RoleWe are looking for an experienced professional with a strong background in...

Job Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we...

The LVMH Group is seeking an experienced professional to take on the role of Head of Retail Learning and Development. This position will be responsible for fostering a culture of continuous learning and development within our retail teams in Hong Kong & Macau.This includes crafting and implementing innovative learning strategies that elevate employee...

Senior Dealer (Head of Southeast Asia) Job No.: 492462 Employment Type: Full time Departments: Global Markets Job Functions: Dealing & Trading Responsibilities: Manage Southeast Asian branches’ trading business. In charge of the risks/positions/market making business in the Southeast Asia market. Be responsible for supervising, leading, and...

Responsibilities: Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...