Head of Compliance

Head of Legal and Compliance document.title = "Head of Legal and Compliance – ALS Internatioal";var addthis_share = { title: "Head of Legal and Compliance – ALS Internatioal"} Date: Mar 31, 2023 Location: Hong Kong, UK Ref: 20035 Job ID: 20035 Job Location: Hong Kong, UK About Our Client ...

We are partnering up with a Global Insurer working on a Head of Compliance role.  The ideal candidate should be fit and proper to serve as the Insurance Authority Key Person in Compliance. The role will report to the CEO directly and supervise a team in risk and compliance.   This role will lead a team of compliance and risk and ensure the business...

Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Head of Compliance. The successful candidate will be responsible for overseeing and advising on all compliance and regulatory matters related to our operations in Hong Kong.Key ResponsibilitiesRegulatory LiaisonAs the primary liaison to the SFC exchanges and other...

{"title": "Regional Equities Compliance Head", "content": "Job SummaryHARBRIDGE PARTNERS is seeking a seasoned compliance professional to lead our Equities Compliance team in Asia Pacific. As Regional Equities Compliance Head, you will be responsible for providing guidance and advice to our business units on regulatory matters, developing and implementing...

Responsibilities: Act as the department head of the legal and compliance department and the AML/ CFT compliance officer for the bank in Macau  Ensure the bank’s business and operations are following various regulatory requirements, laws and regulations including the launching of new bank products and services in Macau In-charge of the compliance system...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.The company was established in 2013 and is focused on revolutionizing the way people feel about insurance. FWD's...

Responsibilities : Reporting to the Head of Core Compliance-APAC, the Head of Compliance-Hong Kong will oversee and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges and other regulatory bodies;Researching, interpreting and advising the firm regarding compliance with laws,...

About the RoleWe are seeking a highly experienced and skilled Compliance Director to join our team at Deutsche Bank Aktiengesellschaft, Filiale Hongkong. As a key member of our Compliance Department, you will play a critical role in protecting the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of...

Responsibilities: Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Responsibilities: Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Job SummaryJobsLab is seeking a highly experienced and skilled Regional Head of Legal, Investment Bank to lead our legal team and provide strategic guidance on all legal matters related to our investment banking activities.Key Responsibilities:Strategic Leadership: Provide visionary leadership to our legal team, fostering a culture of excellence, innovation,...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank of China. The successful candidate will be responsible for formulating compliance standards, plans, and objectives, as well as streamlining compliance processes and drawing up compliance staffing and authorization systems.Key ResponsibilitiesAssist in the development and...

Business Function: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of...

Company Description Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and...

Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we need...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

About the RoleWe are seeking a highly experienced and skilled Head of Distribution Compliance to join our team at Manulife. As a key member of our organization, you will be responsible for leading our distribution compliance efforts and ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesRegulatory Compliance:...

Job Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our Head of Distribution Compliance with the resources to enhance and achieve our company performance objectives for the future of our business, which is why we...

{"h1": "Assistant Compliance Manager", "p": "Bank of China is seeking a highly skilled Assistant Compliance Manager to join our Hong Kong Branch team. As a key member of our compliance team, you will be responsible for assisting in the development and implementation of compliance standards, plans, and objectives. You will also be responsible for monitoring...

About the RoleWe are seeking a highly skilled and experienced professional to lead our Distribution Compliance team at Company 28 - Manulife (International) Limited. As the Head of Distribution Compliance, you will be responsible for ensuring that our distribution channels operate in compliance with regulatory requirements and industry standards.Key...