Risk and Controls Manager

About UsHong Kong Exchanges and Clearing Limited (HKEX) is a purpose-driven company that connects, promotes, and progresses our markets and the communities they support for the prosperity of all.Job SummaryWe are seeking a Market Risk Control Specialist to join our team at OTC Clear Risk Control. The successful candidate will work in a team to cover...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Company Overview: Hong Kong Exchanges and Clearing Limited is the primary exchange, clearing house, and registry for the region's securities and derivatives markets. Job Role: We are seeking a highly skilled Risk Control Specialist to join our OTC Clear team. Key Responsibilities: Collaborate with the team to ensure the effective operation of...

Hang Seng Bank Limited is committed to service excellence, and our people are our most important asset. We continually enhance our performance for customers and provide best-in-class products and services. To attract high-calibre talent, we offer a dynamic working environment, good career development opportunities, and competitive compensation packages.The...

Job DescriptionA Career with Hang Seng BankHang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...

Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management.  As a Tech Risk & Controls Manager in Cybersecurity & Tech Controls, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You will also provide...

Job DescriptionCiti, a global bank with a rich history, is seeking a highly skilled professional to join our Internal Audit team as an Audit Manager - Risk and Control Specialist. This role offers a unique opportunity to work on moderately complex audits and assessments of Citi's risk and control environments.Company OverviewCiti is a leading global bank...

Responsibilities: Assist to drive initiatives to discover, assess and report on new and existing risk matters Provide support during pre-audit, audit and post-audit activities Assist 1st line of defense (LoD) in the self-identification of control gaps which may lead to audit findings Assist the review of Risk and Control Self-Assessment (“RCSA”) arising...

(Senior) Business Compliance & Risk Control Manager Job No.: 499146Employment Type: Full timeDepartments: Investment ManagementJob Functions: Risk Management, Compliance / Operational Risk Management Responsibilities: Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. Oversight risk...

Job Purpose: You will work in Enterprise Risk team to translate the regulatory requirements into practical solutions and enhancing as appropriate the existing firm-wide risk frameworks, policies and standards management. The climate risk is a relatively new and rapidly evolving area of financial risk management, offering unique growth opportunities. The...

Associate - Compliance Risk Controller Compliance Permanent contract Hong Kong, Hong Kong Reference 24000PNP Start date 2024/12/02 Publication date 2024/10/25 Responsibilities Summary of the key purposes of the role:  Contribute to the definition of an annual risk-based Compliance control plan for APAC Deliver Compliance reviews as...

Job Description:We are seeking an experienced Operational Risk Manager to join our team at Bank of China (Hong Kong) Limited. As an integral part of our compliance and control functions, you will play a critical role in identifying, assessing, and mitigating operational risks across the private banking business.Key Responsibilities:First Line of Defense:...

Job SummaryWe are seeking a highly motivated and detail-oriented Financial Risk Control Specialist to assist in our internal control process. This role is ideal for students or recent graduates in accountancy, economics, or risk management with related internship experience.About the CompanyChina Life Franklin Asset Management is a joint venture asset...

Business Function Risk Management Group (RMG) is responsible for the development and maintenance of risk management and internal control frameworks. We provide independent review and challenge to business to ensure that appropriate balance is considered in risk/return decisions. In addition, RMG is responsible for the monitoring and reporting on key risk...

Job SummaryWe are seeking a highly skilled Operational Risk Manager - Business Control Specialist to join our team at DBS Bank (Hong Kong) Limited. In this role, you will be responsible for promoting risk and control awareness, ensuring the implementation of corporate operational risk policies, and developing unit-specific operational risk policies.Key...

Role Overview:The Compliance Risk Controller Associate will contribute to the definition of an annual risk-based Compliance control plan for APAC and deliver Compliance reviews as required by the annual control plan. The role ensures Compliance risks are identified and managed in a timely manner and ensures timely tracking, resolution, and closure validation...

In this position, you will: Regularly assess and review the creditworthiness of suppliers;  Prepare credit and risk assessment reports for DICT projects;  Follow up on major issues and risk assessment work for DICT projects, including tracking and monitoring during the middle and later stages of the projects to ensure that relevant project risks are...

Job OverviewWe are seeking an experienced Risk Director to join our client's trading and control division in Hong Kong or Singapore.ResponsibilitiesDevelop and implement risk management strategies and policies for the trading and control divisionMonitor and analyze market trends and developments to identify potential risks and provide recommendations for...

Company Overview Johnson Controls is a leading provider of innovative solutions for building management systems. Our team delivers cutting-edge services to a diverse customer base across various industries. Salary and Benefits We offer an attractive salary range of $70,000 - $90,000 per annum, depending on experience, plus additional benefits including...

Job DescriptionThe Risk Management Group (RMG) is responsible for the development and maintenance of risk management and internal control frameworks. We provide independent review and challenge to business to ensure that appropriate balance is considered in risk/return decisions. In addition, RMG is responsible for the monitoring and reporting on key risk...