Risk Control Specialist, OTC Clear

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time
Company Overview:
Hong Kong Exchanges and Clearing Limited is the primary exchange, clearing house, and registry for the region's securities and derivatives markets.

Job Role:
We are seeking a highly skilled Risk Control Specialist to join our OTC Clear team.

Key Responsibilities:
  • Collaborate with the team to ensure the effective operation of risk-related functions in OTC Clear, adhering to established rules, policies, and procedures.
  • Develop and disseminate regular and ad-hoc statistical and analytical reports to management and regulatory bodies.
  • Identify and address exceptions and contingency situations, escalating them to supervisors as necessary.
  • Provide risk control-related support to clearing members.
  • Streamline workflows, identify potential risks, and implement mitigation plans.
  • Update relevant documentation, including internal operational procedures, as required.
  • Support new business initiatives and enhanced risk policies.
  • Function as a subject matter expert in risk control, collaborating with other teams to implement new initiatives in OTC Clear.
Requirements:
  • Hold a university degree in a relevant field, such as Risk Management, Finance, or Economics.
  • Hold relevant professional certifications, such as FRM or CFA.
  • Possess a deep understanding of derivatives market operations and regulations.
  • Have at least 6 years of experience in a well-established financial organization, preferably in OTC derivatives market operations.
  • Demonstrate strong analytical, problem-solving, and communication skills.
  • Proficiency in systems like Calypso and Microsoft Office applications, including Word, Excel, PowerPoint, and Access.
  • Excellent command of written and spoken English and Chinese, with proficiency in Putonghua an advantage.
  • Be prepared to work on a rotating shift schedule, including public holidays.
Location: Exchange Square, Hong Kong
Shift: Standard - 40 Hours
Scheduled Weekly Hours: 40
Worker Type: Permanent
HKEX is an Equal Opportunity Employer, committed to diversity and inclusion in the workplace.

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