Senior OTC Derivatives Compliance Specialist

4 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

**Job Overview**

Larson Maddox is seeking a highly skilled Senior OTC Derivatives Compliance Specialist to join our team. The successful candidate will be responsible for monitoring regulatory developments in OTC derivatives markets and assessing their impact on our trading activities.

**Key Responsibilities**

  • Establish and maintain robust compliance frameworks, policies, and procedures to mitigate compliance risks
  • Perform ongoing compliance reviews and audits of OTC trading operations, documentation, and reporting
  • Liaise with regulators and external auditors on compliance-related matters
  • Provide compliance guidance and training to front office personnel
  • Investigate and report on any suspected compliance breaches or irregularities

**Requirements**

  • Minimum 8 years of experience in compliance or risk management, with a focus on OTC derivatives
  • Strong understanding of relevant regulations and their implications for OTC trading
  • Proven track record of developing and implementing effective compliance programs
  • Excellent analytical and problem-solving skills
  • Ability to communicate complex compliance requirements to both technical and non-technical stakeholders

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