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Business Compliance Specialist

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time

Job Title: Business Compliance

Company: Larson Maddox

Job Summary:

We are seeking a highly skilled Business Compliance professional to join our team at Larson Maddox. The successful candidate will be responsible for monitoring regulatory developments in OTC derivatives markets and assessing their impact on our trading activities.

Key Responsibilities:

  • Establish and maintain robust compliance frameworks, policies, and procedures to mitigate compliance risks
  • Perform ongoing compliance reviews and audits of OTC trading operations, documentation, and reporting
  • Liaise with regulators and external auditors on compliance-related matters
  • Provide compliance guidance and training to front office personnel
  • Investigate and report on any suspected compliance breaches or irregularities
  • Collaborate with other control functions (e.g. legal, risk, operations) to ensure a coordinated approach to compliance

Requirements:

  • Minimum 8 years of experience in compliance or risk management, with a focus on OTC derivatives
  • Strong understanding of relevant regulations and their implications for OTC trading
  • Proven track record of developing and implementing effective compliance programs
  • Excellent analytical and problem-solving skills
  • Ability to communicate complex compliance requirements to both technical and non-technical stakeholders

About Us:

Larson Maddox is a top-tier Financial Institution in the APAC Region, with a team of 3. We are committed to excellence in compliance and risk management, and we are seeking a talented individual to join our team.