Regulatory Compliance Specialist

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

Our client, Larson Maddox, is a prominent player in the financial sector.We are seeking a highly skilled Regulatory Compliance Specialist to join their team. As a key member of the compliance department, you will play a pivotal role in ensuring that our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall...

Overview:Larson Maddox, a top-tier Financial Institution in the APAC Region, is seeking a highly skilled Regulatory Compliance Specialist to join its team of 10 professionals.Salary: HKD 800,000 - HKD 1,200,000 per annumJob Description:The successful candidate will be responsible for developing and implementing compliance policies and procedures for the...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...

We are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Specialist to join our team. As a key member of the compliance division, you will play a vital role in ensuring the bank's regulatory compliance and risk management.About the RoleThis dynamic position involves providing advisory services to designated business units on regulatory...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Classy Wheeler Limited, a renowned listed securities brokerage company in Hong Kong, is seeking an experienced Senior Regulatory Compliance Specialist.About the RoleThe successful candidate will be responsible for ensuring that company policies and internal control procedures are up-to-date with regulatory requirements and monitor adherence to these...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hydrafacial Trading (Shanghai) Co Ltd (China).About the RoleThis is a full-time position responsible for ensuring compliance with regulatory requirements in APAC, including CFDA and international regulations. The successful candidate will work closely with...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Be Myjob Company Limited.Company OverviewBe Myjob Company Limited is a leading financial institution dedicated to providing exceptional services to our clients. Our company prides itself on its commitment to excellence, innovation, and customer...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job Title: Lead Regulatory Compliance and Dispute SpecialistWe are seeking a 4+ PQE Senior Associate with expertise in regulatory compliance and dispute management to join our team at Star Anise Limited.About the RoleThis role involves leading regulatory investigations and managing complex legal cases, particularly those related to China. As a Senior...

Risk Management and Regulatory Compliance SpecialistThis role is responsible for providing risk management and regulatory compliance advisory to PCCW Group and its insurance business. The primary objective is to ensure that the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.Your...

Job SummaryWe are seeking a highly experienced Regulatory Compliance Specialist to join our team at Global Executive Consultants Ltd. in Hong Kong.About the RoleThe successful candidate will be responsible for overseeing general compliance for Type 1, 4, and 9 licenses, ensuring daily operations comply with Hong Kong SFC and/or other regulatory requirements,...

Job DescriptionResponsibilitiesWe are seeking a highly skilled professional to provide compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC). The ideal candidate will have a strong background in regulatory compliance and exceptional client-facing abilities.Key TasksClient Management: Deliver compliance...

Regulatory Policy & Markets Team Role Summary: We are seeking a skilled Regulatory Policy & Markets team member to join our Group Compliance team at HKEX. In this role, you will provide compliance and regulatory support to facilitate business matters, products, projects, and initiatives. You will assess HKEX's compliance with relevant laws and regulations,...

Job Title: Compliance Expert - Regulatory Affairs SpecialistWe are seeking an experienced Compliance Expert to join our team at SUPER Corporate Consultancy Group.About the Role:This is a senior-level position responsible for ensuring compliance with relevant regulatory requirements across various business units.Key Responsibilities:Regulatory Compliance:...

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...

Key Responsibilities:Liaise with Regulatory Bodies: Communicate with regulatory authorities regarding license applications, address inquiries, and provide timely responses.Compliance Review Program: Regularly assess business activities to ensure compliance with laws, regulations, and internal policies.Investigation Support: Gather information, analyze, and...