Associate - Market Surveillance and Monitoring (12 months contract)
1 month ago
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
The Market Surveillance & Monitoring Department is primarily responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. It also cooperates with Hong Kong and Mainland regulators on their investigation of cross-boundary market misconduct under the China Stock Connect markets. The incumbent will work proactively and collaboratively with other HKEX internal stakeholders to promote effective market regulations for a fair, orderly and reputable market.
Job Duties:
Responsibilities:
- Handle daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products
- Carry out investigation resulting from surveillance alerts and/or dealing with referrals of suspicious behavior
- Conduct monitoring of large open position and position limit of HKEX derivatives products
- Assist in market surveillance-related projects and system enhancements
- Perform UAT and implementation of surveillance systems
- Undertake any other responsibilities and projects as assigned
- University degree in Computer Sciences, Accounting, Finance, Business Administration or related disciplines.
- Good knowledge of the securities and derivatives markets. Good exposure to a wide variety of financial instrument types, including equities, fixed income, rates and currencies is an advantage
- Hands-on experience in industry wide systems (e.g. Bloomberg, Reuters) and Microsoft Office (including Word, Excel and PowerPoint) and knowledge of programming (e.g. VBA) is an advantage
- Experience in using surveillance strategy or various surveillance exception reporting platforms (e.g. SMARTS) is an advantage
- At least 3 years' relevant working experience in well-established financial organisations.
- Work independently and be flexible to take on new responsibility or challenge
- Able to multitask, prioritize and meet deadlines
- Solid analytical skills to handle large data set with strong attention to details
- Good collaboration skills on dealing with other departments, especially with IT or front office
- Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be advantageous
- Good command of written and spoken English and Chinese (Cantonese and Mandarin)
Location:
HKEX - Exchange Square
Shift:
N/A
Scheduled Weekly Hours:
40
Worker Type:
Contract
-
Monitoring & Surveillance
4 weeks ago
Hong Kong, Hong Kong SAR China MUFG Full timeDo you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...
-
Senior Manager
6 days ago
Hong Kong, Hong Kong SAR China Securities and Futures Commission Full timeHome Career Why the SFC Join us as an experienced professional Current Openings Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Ref.: SFC/SM/ENF/SUMMT/240510 Duties &...
-
Hong Kong, Hong Kong SAR China HSBC Full timeSome careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Human Resources...
-
Finance Officer
2 weeks ago
Hong Kong, Hong Kong SAR China Corporation Service Company Full timeFinance Officer - Trust (12-months contract) Hong Kong Hybrid Monday - Friday, 9am - 6pm Job Description Support the division in all finance and accounting reporting matters and ensure that all filling requirements are fully complied. Prepare full sets of accounts, schedules and financial statements for clients. Review...
-
Senior Analyst | Surveillance
1 month ago
Hong Kong, Hong Kong SAR China Macquarie Group Full timeJoin Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups. At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial...
-
Trade Marketing Assistant
2 weeks ago
Hong Kong, Hong Kong SAR China Pernod Ricard Full timeJob Summary: Under the direction of the Assistant Trade Marketing Manager, this position will be responsible for assisting in daily operations (Promotions and Events), administrative activities and back-office support for the Trade Marketing Team. This role will coordinate the logistic of promotion and display jobs, and be responsible for sourcing,...
-
Contract Associate
4 weeks ago
Hong Kong, Hong Kong SAR China SMBC Group Full timeResponsibilities : Perform checking and system release within delegated limit authority for all kind of remittance transactions including inward/outward payment, cross-border payment and customer account transfer as well as pooling operation Assist to monitor the job-related transactional status such as fund sourcing, irregular account status or system...
-
Temporary Clerk
2 weeks ago
Hong Kong, Hong Kong SAR China Securities and Futures Commission Full timeHome Career Why the SFC Join us as an experienced professional Current Openings Temporary Clerk (6-Month Contract) - Intermediaries Supervision, Intermediaries Temporary Clerk (6-Month Contract) - Intermediaries Supervision, Intermediaries Ref.:...
-
Officer, TPA Operations
1 month ago
Hong Kong, Hong Kong SAR China Sun Life Full timeJob Description : Responsibilities Supervise Payment Receipt Team of 2 permanent staff, 1 contract staff and 4 secondees Arrange secondee resources during contribution peak time Contact point of Payment Receipt Team with other teams in the company and with external banks Handling direct credit Process DDI upload to ebanking and DDA reject file...
-
Contract Officer
2 weeks ago
Hong Kong, Hong Kong SAR China SMBC Group Full timeResponsibilities : Review transaction sanction screening results to determine any real violations and release SWIFT messages under false positive hits. Escalate to concerned parties for further investigation for suspicious items Issue Audit Confirmation, Bank Reference Letter etc. Assist to respond to banks for KYC inquiries, consolidate responses and...
-
Officer, TPA Operations
1 month ago
Hong Kong, Hong Kong SAR China Sun Life Full timeVous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques – experts dans leur domaine – qui sont impatients de partager leurs connaissances...
-
Marketing Intern
1 month ago
Hong Kong, Hong Kong SAR China Richemont Full timeThe Group Marketing Department aims to support the Group and its Maisons in order to nurture their marketing development. In accomplishing this, the department is divided into five sub-departments, each with its area of expertise: strategic planning, consumer insights, competitor intelligence, media, and public relations. The Richemont Group...
-
Project Coordinator
4 weeks ago
Hong Kong, Hong Kong SAR China Pernod Ricard Full timeJob title : Project Coordinator Duration and contract type : 12-month contractor. Full time preferred, can be negotiated to part-time but 4 days per week are needed Business/Region : Pernod Ricard Travel Retail Asia Line Manager : Project & Procurement Manager Location : Hong Kong Position Summary The Project Coordinator will work...
-
Chubb Life: Data Analytics Lead, Global Office
4 weeks ago
Hong Kong, Hong Kong SAR China CHUBB Full timeReporting to the Head of Global Data Transformation for Chubb Life, the Data Analytics Lead is a 12-month contract role which will focus on developing reusable, value-driven analytics products. Analytics Value Delivery With the long-term strategy in mind, delivery quick-win, value-evidenced analytics outcomes focused on increased sales/leads and...
-
Talent Acquisition Manager
1 month ago
Hong Kong, Hong Kong SAR China PVH Full timeDesign Your Future at PVH Talent Acquisition Manager (18-month contract) POSITION SUMMARY: Responsible for talent acquisition for PVH Supply and partner with HR leaders to build successful sourcing strategies and drive key recruitment initiatives throughout region and within individual markets. Support business leaders and HR business partners by...
-
Chubb Life: Data Enablement
4 weeks ago
Hong Kong, Hong Kong SAR China CHUBB Full timeReporting to the Head of Global Data Transformation for Chubb Life, the Data Enablement & Management Lead is a 12-month contract role which will establish the practices, processes and solutions which ensure data is reliable, fit for purpose and available to the right users to drive value Focus on Data Quality Establish a framework, processes and...
-
Hong Kong, Hong Kong SAR China The Bank of East Asia Full timePosition Summary We are looking for a responsible and high caliber candidate who will support the coordination and administration of the Bank’s Future Banking Skills related training programmes (e.g. Fintech, ESG and GBA Cross-border Business) in our Training and Development Department. The successful candidate will work on a 6-month contract basis, with...
-
Client Service Representative
1 month ago
Hong Kong, Hong Kong SAR China Sun Life Full timeJob Description : Responsibilities: To handle incoming and outgoing calls from and to members, employers and others in timely, courteous, efficient, effective and professional manner. To achieve expected standards of service and also meet standards in terms of quality, cost effectiveness and compliance with legislative requirements when completing...
-
Finance Intern
1 month ago
Hong Kong, Hong Kong SAR China Crédit Agricole CIB Full timeJob description Business type Types of Jobs - Finance / Accounting Job title Finance Intern (6-month contract) Contract type Internship/Trainee Expected start date 01/07/2024 Job summary Summary The Intern Intern will will support the Asia Pacific (APAC) Financial & Strategic Steering (PIL) team in carrying out its...
-
Administrator I/II
3 weeks ago
Hong Kong, Hong Kong SAR China Sun Life Full timeJob Description : Responsibilities Perform daily checking to regulatory and non-regulatory correspondence Update the correspondence summary report Communicate with other processing teams to resolve the issue of problem correspondence Raise system request to fix problem correspondence and arrange resending of correspondence Provide back up...