Monitoring & Surveillance

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Key responsibilities Be responsible for handling trade surveillance and monitoring for the global market activities to detect and prevent potential market abuse, insider trading, and other regulatory violations Ensure that the surveillance program adheres to the firmwide and industry standards Utilize data analytics and quantitative techniques to...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups. At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial...

Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups. At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Clorox is the place that’s committed to growth – for our people and our brands. Guided by our purpose and values, and with people at the center of everything we do, we believe every one of us can make a positive impact on consumers, communities, and teammates. Join our team. #CloroxIsThePlace Your role at Clorox: Responsible for developing, deploying...

VP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Work for the IMF. Work for the World.The International Monetary Fund (IMF), Resident Representative Office for Hong Kong SAR is seeking to hire an Economic Analyst. This role spans macro-financial analysis across Asia, with a particular focus on financial markets.The International Monetary Fund (IMF) is an organization of 190 countries, working to foster...

Compliance Manager - Chinese Securities Responsibilities: Reporting to Head of Compliance Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. Ensure adherence to regulatory requirements and guidelines. Develop and update compliance policies and procedures. Conduct compliance monitoring and surveillance...

Responsibilities Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of compliance within the organization. Monitor and assess the organization's compliance with...

Responsibilities: International Voice and Signaling Service Surveillance -Perform monitoring and controlling in the operations of IDD and VOIP services to ensure network integrity and availability International Voice and Signaling Service Assurance - Troubleshooting of network and customer service fault investigation. Provide technical support to...

Key Responsibilities: Design, implement, and oversee a comprehensive compliance monitoring program, focusing on investments to ensure alignment with developed Asian market standards Lead the execution of communications and trading surveillance activities to detect and prevent market abuse, insider trading, or other breaches of regulatory standards.  Engage...

Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; Handle the third-party and VIL deposit and withdrawal applications of the business units and perform the checking...

Responsibilities: Handle SFC licensing matters including but not limited to delisting or relisting applications; Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; Handle the third-party and VIL deposit and withdrawal applications of the business units and perform the checking...

about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and...

Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product...

Job Duties Assist project quality manager to establish, implement and maintain a documented quality management system to control all work activities of design and build project. Coordinate with designer and construction team for the preparation of inspection and test approval plan. Monitor the implementation status of ITAP. Collect and review all...