AVP / Associate - Market Surveillance and Monitoring (Trade Surveillance)

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

Home Career Why the SFC Join us as an experienced professional Current Openings Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Ref.: SFC/SM/ENF/SUMMT/240510 Duties &...

Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups. At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial...

AVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...

Work for the IMF. Work for the World.The International Monetary Fund (IMF), Resident Representative Office for Hong Kong SAR is seeking to hire an Economic Analyst. This role spans macro-financial analysis across Asia, with a particular focus on financial markets.The International Monetary Fund (IMF) is an organization of 190 countries, working to foster...

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team A team of 5+ in Hong Kong Regulatory ComplianceDynamic, international working environmentStable working environment with low turnover rate in record about the job You will be responsible for Hong Kong...

Responsibilities: Assist in managing HK regulatory licensing related matters staff application and collection of supporting documents, form completion, processing annual return, requisite filings, notifications to staff and maintaining relevant licensing / personnel records and communications Assist in coordinating new hire and ongoing trainings and...

RESPONSIBILITIES Strategy Full awareness and understanding of the FM business strategy for Capital Markets Solutions (“CMS”) Product Strategy, Structuring pricing & underwriting, Product revenue, product execution and risk management Business Full awareness and understanding of the wider business, economic and market environment in which...

Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Our...

Responsibilities Lead, develop and execute trade marketing plans to achieve sales targets and increase market shares Identify business opportunities and missing gaps Support sales teams in promotion planning and execution Consolidate monthly demand forecast with inventory team Monitor trade marketing spending Analyze and evaluate promotion...

Responsibilities Initiate trade marketing strategies and drive implementation excellence Be an active ambassador of Trade & Shopper to both internal & external stakeholders Drive the development of Point of Sales Communication based on Shopper insights Provide timely and quality analysis and reports with insight on business performance, competitor...

Head of Local Markets Rates Trading, Hong Kong Head of Local Markets Rates Trading, Hong Kong Req ID: Department: Insto Markets Franchise Trading Division: Institutional Location: Hong Kong About the Role At ANZ, we’re shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of...

Responsibilities Monitor the trade process and ensure efficient and smooth trading flow.  Troubleshoot operational bottlenecks, delays, and other problems presented throughout the life cycle of a trade Perform funding, booking/risk, trade reconciliation and P&L attribution, and improve our automation Perform Post Trade Analysis and ad-hoc trade and...

Responsibilities: Formulate, develop and oversee the implementation of a cohesive customer relations program to grow the CRM database and retain loyal customers Drive CRM innovations to increase customer revisit and loyalty Develop and implement the Trade Marketing strategy to...

Responsibilities: Formulate, develop and oversee the implementation of a cohesive customer relations program to grow the CRM database and retain loyal customers Drive CRM innovations to increase customer revisit and loyalty Develop and implement the Trade Marketing strategy to contribute towards brand growth targets and cross-category business...

Job Responsibilities Support Trade Marketing Manager to execute trade marketing activities of SBFH beverage & Health Enrichment products Lead and implement in-store display materials from planning, artwork development, production to roll-out execution independently. Assist Trade Marketing Manager to develop and execute trade activation programs,...

Job Summary: Under the direction of the Assistant Trade Marketing Manager, this position will be responsible for assisting in daily operations (Promotions and Events), administrative activities and back-office support for the Trade Marketing Team. This role will coordinate the logistic of promotion and display jobs, and be responsible for sourcing,...

If you are passionate, and have strong desire to set and achieve challenging goals, you have found the right team. As a Vice President in the Quantitative Research for Systematic Trading team, you will identify opportunities to transform, automate and optimize our trading operations, and you will design and implement next generation analytics and trading...

about the companyOur client is a prominent investment banking firm with a strong presence in the APAC region about the jobAssisting the Head of AML in ensuring compliance with the latest regulations and industry standardsReviewing new business initiatives Supervising the FCC monitoring and approval processLeading a team in conducting AML investigations and...

Job Title: IT Audit - AVP/VP - Tech Company Location: Hong Kong We are recruiting for a leading technology company based in Hong Kong. We are seeking a highly skilled IT Audit AVP/VP who will play a crucial role in managing the internal audit function, ensuring compliance with industry standards and identifying areas for improvement. This is an excellent...