Contract Officer

2 weeks ago


Hong Kong, Hong Kong SAR China SMBC Group Full time

Responsibilities

: Review transaction sanction screening results to determine any real violations and release SWIFT messages under false positive hits. Escalate to concerned parties for further investigation for suspicious items Issue Audit Confirmation, Bank Reference Letter etc. Assist to respond to banks for KYC inquiries, consolidate responses and feedback for industry surveys and questionnaires, perform regular customers check upon receipt request from law forms and government bodies Coordinate with local compliance team and head office on sanction list management such as monthly effectiveness of good guys lists, addition, or removal of sanction items Perform maintenance of sanction screening systems to ensure sanction lists are timely and accurately updated to database Assist in operations related projects such as system testing, etc Assist in performing reviews in operation compliance with regulatory rules and ordinances such as DPS IS Guidelines, Representation Rules, Personal Data Privacy Ordinance, Code of Banking Practice etc.

Requirements:

3 years hands-on experience in banking operations, preferably with exposure in different transaction processing, like trade, remittance and loans. Degree holder with less experienced will also be considered Good knowledge in transaction products, it features, associated risks, operation flow and relevant international governing rules and practice Proficiency in spoken and written English and Cantonese essential, Mandarin would be a plus PC skills in Words and Excel required 

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