(Senior) Business Compliance

Compliance Manager/Senior Manager   Responsibilities: Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed about and...

Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across several Asian markets and although we mainly specialise in equity derivatives, we also...

Senior Markets Compliance Manager Senior Markets Compliance Manager Req ID: Department: Risk Institutional - Asia Risk Division: Risk Location: Hong Kong At ANZ, we’re shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. About the Role  As...

Responsibilities: Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions Assist the business units in evaluating the risk involved in any new products/services, new procedures and business development Participate...

The Compliance Product Senior Officer - SVP role sits within Citi’s Independent Compliance Risk Management (ICRM) group based in Hong Kong. The successful candidate will work as part of the CCB Product ICRM team helping to execute in their day-to-day activities, which typically involves advising the Citi Commercial Banking (CCB) business on all aspects...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we are...

Responsibilities: Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Review KYC profiles,...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

about the role As a Senior Consultant professional, you design and implement transformational industry, functional, and/or digital solutions to drive business value for our clients. Apply strategy, process, operational excellence, and change management skills to help clients navigate shifting market demands, optimize their business, and leverage...

Main Responsibilities: To conduct selected CDD review, checking, acting as AML/CFT advisor for marketing staff and provide consultancy role on CDD handling; The review includes but is not limited to the adherence to the internal policies for customer due diligence, the operational aspect of handling CDD, and to advise staff on the risk perspective of...

At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...

Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues,...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we are...

Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

A reputable insurer is in the search for an experienced Compliance Director – HK focused role. In this role, you will work within dynamic, hybrid and collaborative environment with strong leadership team in place.   The Role: The role entails taking on ownership in enhancing overall Compliance capabilities as the business continues to grow, ensure senior...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...