VP, Business Operations, Securities Brokerage
5 days ago
2 days ago Be among the first 25 applicants
- Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities
- Oversee business development projects and manage timelines, resources, and budgets effectively
- Foster collaboration, work closely with key stakeholders, and take proactive measures to ensure front, middle, and back-office operations are carried out efficiently and effectively for the business
- Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations
- Establish effective internal control policies and systems for the corporation's operations, and optimize operational procedures constantly
- Drive sustainable growth, minimize costs, and promote operational excellence.
Requirements
- Minimum 5 years of relevant experience working in licensed corporations/financial institutions with operational experience or prior experience as a COO
- Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets
- Comprehensive understanding of SFC/HKMA rules and regulations with the ability to comply with the relevant SFO and Exchange rules and regulations
- Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development
Mid-Senior level
Employment typeFull-time
Job functionBusiness Development
IndustriesBanking
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