Operational Risk Leader, Investment Banking
3 days ago
We are seeking an experienced Operational Risk Leader to join our team in Hong Kong. As a key member of our Global Markets and Securities/Brokerage businesses, you will be responsible for establishing and developing the Operational Risk framework, workflow, processes and procedures with innovative approaches.
Key Responsibilities:
- Take a lead role in supporting the Global Markets & Securities / Brokerage businesses on operational risk matters.
- Establish and develop the Operational Risk framework, workflow, processes and procedures with innovative approaches.
- Assist and guide the First Line on Business Risk matters including planning, assessment, mitigation, monitoring and reporting, risk acceptances and new business initiatives.
Requirements:
- Degree qualified ideally with relevant professional qualifications in audit, risk or compliance.
- Around 8 - 12+ years relevant experience in operational risk management, enterprise risk management, other non-financial risk management and governance functions.
- Experience in Investment Banking and/or Securities/Brokerages with exposure to a wide range of asset classes in equities and fixed income.
- Good knowledge of operational risk management framework, risk identification, risk appetite and strategy, processes and controls, risk analytics and governance.
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