Senior Risk Professional, Securities Brokerage

VP, Business Operations, Securities Brokerage 2 days ago Be among the first 25 applicants Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities Oversee business development projects and manage timelines, resources, and budgets...

Bowen Partners is a specialist recruitment agency for Banking & Financial Services professionals in Asia Pacific. We are currently seeking a Senior Operational Risk Manager to join our team in Hong Kong.The successful candidate will have a proven track record of managing operational risk within a banking or financial services organization. They should...

Job DescriptionThe Senior Credit Analyst - Risk Management will be responsible for day-to-day risk management of various business lines, including brokerage, margin financing, futures, and stock options. The successful candidate will analyze market trends, monitor margin levels, and develop credit risk policies to ensure compliance with internal policies and...

Responsible for day-to-day risk management of various business lines including brokerage, margin financing, futures, stock options, structured financing etc.; Perform daily market monitoring and analyze market trends to provide actionable insights for business lines; Analyze market news and incidents, conduct assessment of clients, collaterals and...

Job DescriptionAs a seasoned Risk Management Specialist, you will play a crucial role in establishing the operational risk framework for our client's Asia region. This position requires a senior member of the Regional Second Line of Defence Risk Management function specialising in Operational Risk Management.Key Responsibilities:Take a lead role in...

Job OverviewWe are seeking an experienced Operational Risk Leader to join our team in Hong Kong. As a key member of our Global Markets and Securities/Brokerage businesses, you will be responsible for establishing and developing the Operational Risk framework, workflow, processes and procedures with innovative approaches.Key Responsibilities:Take a lead role...

Job DescriptionAs a Senior Security Professional, you will be responsible for maintaining high standards of security within our organization. This includes developing and implementing security policies, procedures, and training programs for employees.Key ResponsibilitiesDevelop and implement security policies and procedures to protect assets and...

Job DescriptionCompany OverviewGF Holdings (Hong Kong) Corporation Limited is a leading financial institution with a strong presence in the Asia-Pacific region. We are committed to delivering exceptional risk management solutions to our clients and driving growth through innovation.Job Title: Director of Counterparty Risk ManagementWe are seeking a highly...

Key Responsibilities:Product Strategy: Define and communicate product vision and strategy, aligning with company goals. Market Analysis: Conduct market research and competitive analysis to identify opportunities. Team Leadership: Lead and mentor a team of Product Owners, fostering a high-performance culture. Product Development: Oversee the product...

About the RoleBowen Partners is an executive search and talent development firm in Hong Kong. We are seeking a highly skilled Operational Risk Specialist to join our team.The successful candidate will be responsible for supporting the global markets and securities/brokerage businesses on operational risk matters. This includes taking a lead role in...

Role OverviewThe Senior Counterparty Risk Expert will be responsible for delivering effective counterparty risk management solutions for Group business initiatives, including OTC derivatives and synthetic prime brokerage operations. This role requires seamless coordination across business units and support/control functions.

Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and...

About the JobSelby Jennings is seeking a highly experienced Finance and Operations Professional to join our team as a Senior Derivatives Operations Specialist. This role requires a strong understanding of derivatives operations, compliance, and risk management.Key ResponsibilitiesDerivatives Operations: Manage the day-to-day activities related to derivatives...

Company OverviewChina Industrial Securities International Financial Group Limited is a leading financial institution in the Asia-Pacific region, providing a wide range of financial services to its clients. The company is committed to delivering high-quality risk management solutions to its customers.

Counterparty Risk Manager, VP-Director G00342 Deliver effective counterparty risk management solutions for Group business initiatives, including OTC derivatives and synthetic prime brokerage operations, while ensuring seamless coordination across business units and support/control functions. Contribute to the development of counterparty risk measurement...

Job DescriptionCMB International Capital Corporation Limited is seeking a highly skilled and experienced Senior Risk Management Professional to join our Wealth Management Business. In this role, you will be responsible for credit risk management, including monitoring credit risk and counterparty risk in securities, fund, and OTC product trading.Evaluate...

Job DescriptionAs a Strategic Risk Management Professional at Bank Of China (Hong Kong) Limited, you will play a critical role in overseeing the planning, management, and daily operation of technology risk management. Your primary responsibility will be to communicate and cooperate with internal working units to resolve any issues related to information...

Futu Holdings Limited requires a seasoned Senior Compliance Officer to lead the development and implementation of its compliance programs.Main ResponsibilitiesProvide expert advice on regulatory matters to business units.Design and implement effective compliance procedures to mitigate risks.Analyze and assess the effectiveness of compliance programs, making...

Job DescriptionWe are seeking an experienced Cyber Security Risk Manager to join our team at PrimePeak Group. This role is critical in ensuring the company's IT infrastructure, cybersecurity frameworks, and digital transformation initiatives are aligned with regulatory standards and best practices.Responsibilities:Develop and execute a strategy to assess...

Requirements and QualificationsBachelor's degree in Mathematics, Finance, Economics or quantitative discipline (advanced degree preferred); FRM certification strongly favored.Deep expertise in cross-border operations, derivative instruments, and brokerage services.Minimum 5 years' progressive hands-on experience in counterparty credit risk management at...