Compliance Advisory

5 months ago

Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full time

Excellent opportunity to be in a compliance advisory role covering private bank business

Job Summary:

As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working closely with and providing advice to the Private Bank, assisting in analyzing compliance issues applicable to the business, reviewing business opportunities from a compliance perspective and addressing regulatory inquiries and handling client issues, and helping to drive forward strategic business initiatives and projects

In Asia, the International Private Bank Compliance team provides regulatory advisory support to business stakeholders with respect to offering of investment products, discretionary accounts, banking and lending products, digital platform as well as trustee services. The Compliance team performs independent second-line risk assessments, implements the compliance monitoring programs, market conduct violation and sales practices framework, as well as supports the firm-wide horizontal programs on outsourcing, cross border, suitability and fiduciary. This role will report into the APAC Head of Private Bank Compliance 

Job Responsibilities

Advising business partners on Hong Kong regulatory requirements including but not limited to, deposits and lending, securities related initiatives, e-banking and new product initiatives.  Manage regulatory examination and inquiries Advise Private bank business on regulatory change management Coordinate / conduct regulatory self-assessments and internal gap analyses Review and advise internal policies and procedures

Required qualifications, capabilities, and skills

Applicant must hold Bachelor's degree or equivalent Min 10 years of relevant experience in Hong Kong regulatory compliance advisory role, with demonstrable knowledge of relevant regulatory requirements Prior experience in private banking or wealth management compliance Excellent analytical skills and ability to exercise sound judgment and manage execution under pressure. Energetic, attentive to detail and capable of multi-tasking in a fast-paced environment Excellent interpersonal skills and the ability to work effectively and independently in a team-oriented setting, prioritize projects to meet tight deadlines. Highly motivated self-starter with an ability to work independently Strong oral and written communication skills

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