VP/AVP, Business Compliance, Bancassurance Business
5 months ago
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.
Responsibilities
Provide prompt, practical and consistent compliance advice, interpretation and recommendation on laws, regulations and policies as well as new products and other business initiatives to Bancassurance business of all business segments Work closely with Business Units (BUs) and other compliance teams to establish and implement appropriate compliance policies and procedures for those relevant to Bancassurance business Handle and manage compliance and regulatory assignments such as complaint handling, regulatory reporting, regulatory survey, regulatory examination and ad hoc projects Assess training needs, develop and review training materials and conduct training for BUs Review and advise on policies and procedures for the general operation of Bancassurance business and its related activities to prevent compliance breaches, unethical, or improper conduct Manage day-to-day operation of the Bancassurance compliance program. This includes supporting new business initiatives and product launches. To review product/ service marketing materials, proposals and implementation of sale process for Bancassurance Respond to alleged violations of rules, regulations, policies, procedures and internal code of conduct by evaluating and recommending the initiation of investigative procedures Provide reports to senior management on a regular basis and as directed or requested, to keep senior management informed of the operation and progress of compliance efforts/ tasks and meetingsRequirements
A degree in Law, Finance, Accountancy, or related disciplines, or possession of legal or accountancy professional qualifications Minimum 3 years’ experience in:-- compliance/ legal or audit department of a bank, insurer or authorized/ licensed financial institution; or
- a local or overseas banking or relevant financial supervisory body; or
- a professional legal or audit / accountancy firm with banking or financial services compliance / regulatory advisory experience
In-depth knowledge of banking and financial sector laws and regulations, compliance best practices and understanding of financial products and operating business, in particular those relating to Bancassurance Ability to understand the business, analyze issues and formulate appropriate recommendations Good exposure on regulatory dealing is a must. Ability to obtain valuable market practices from peers is a plus. Ability to develop a rapport within BU but maintaining independence Ability to effectively communicate with management and front line staff to drive compliance initiatives and other relevant process changes / projects Good writing abilityApply Now
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.
We regret only shortlisted candidates will be notified.
-
Compliance Officer, Bancassurance Business
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeAbout the RoleDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide prompt, practical, and consistent compliance...
-
Compliance Officer, Bancassurance Business
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob SummaryDBS Bank is seeking a Compliance Officer to join our Bancassurance Business team. The successful candidate will be responsible for providing compliance advice and guidance to the business, ensuring that all regulatory requirements are met.Key ResponsibilitiesProvide compliance advice and guidance to the Bancassurance Business teamEnsure that all...
-
Compliance Officer, Bancassurance Business
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob Title: Compliance Officer, Bancassurance BusinessDBS Bank is seeking a highly skilled Compliance Officer to join our Bancassurance Business team. As a key member of our team, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and policies.Key Responsibilities:Provide compliance advice and...
-
Compliance Officer
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob SummaryDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a key member of our compliance team, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and policies.Key ResponsibilitiesProvide expert compliance advice and guidance to the...
-
Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeAbout the RoleWe are seeking a highly motivated and result-driven Senior Manager to join our Bancassurance team. As a key member of our team, you will be responsible for supporting our bank partner in achieving sales targets.Key ResponsibilitiesFormulate and implement business and resource plans for the Bancassurance team in collaboration with the AVP and...
-
Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeAbout the RoleWe are seeking a highly motivated and result-driven Senior Manager to join our Bancassurance team in Hong Kong. As a key member of our team, you will be responsible for supporting our bank partner in achieving sales targets and driving business growth.Key ResponsibilitiesAssist the AVP and Channel Director in formulating, building, developing,...
-
AVP/Director, Bancassurance Proposition
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeBancassurance Proposition and PenetrationAs a key member of our Bancassurance team, you will be responsible for developing and executing strategies to deepen our partnership with banks and drive business growth. Your expertise in client proposition, segmentation, and portfolio management will be instrumental in identifying opportunities to enhance our...
-
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob SummaryDBS Bank is seeking a highly skilled and experienced Compliance Officer to join our Bancassurance Business team. The successful candidate will be responsible for providing compliance advice and guidance to the business, ensuring that all regulatory requirements are met, and identifying and mitigating compliance risks.Key ResponsibilitiesProvide...
-
Senior Manager, Bancassurance Business Development
5 months ago
Hong Kong, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeDescription The Opportunity This position will be under Bancassurance team in supporting our bank partner in achieving sales target. The individual is expected to be highly motivated and result driven; possesses strong track record on building relationship, driving sales and value proposition to deliver exceptional partnership with our designated...
-
Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeAbout the RoleThis is an exciting opportunity to join our Bancassurance team as a Senior Manager, where you will play a key role in supporting our bank partner in achieving sales targets.Key ResponsibilitiesAssist the AVP and Channel Director in formulating, building, developing, implementing, and monitoring the business and resource plan for the...
-
AVP/Director, Bancassurance Proposition
4 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeBancassurance Proposition and PenetrationAs a key member of our Bancassurance team, you will be responsible for developing and executing strategies to deepen our partnership with banks and drive business growth. Your expertise in client proposition, segmentation, and portfolio management will be instrumental in identifying opportunities to enhance our...
-
VP/AVP, Specialist, Business Audit
5 months ago
Hong Kong, Hong Kong SAR China DBS Bank Full timeVP/AVP, Specialist, Business Audit (Institutional Banking)-(WD57101) Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group’s risk and control processes are adequate and effective. All our team members are highly sought-after professionals...
-
Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeAbout the RoleWe are seeking a highly motivated and result-driven Senior Manager to join our Bancassurance team. As a key member of our team, you will be responsible for supporting our bank partner in achieving sales targets.Key ResponsibilitiesAssist the AVP and Channel Director in formulating, building, developing, implementing, and monitoring the business...
-
Hong Kong, Central and Western District, Hong Kong SAR China Company 28 - Manulife (International) Limited Full timeAbout the RoleThis is an exciting opportunity to join our Bancassurance team as a Senior Manager, where you will play a key role in supporting our bank partner in achieving sales targets. As a highly motivated and result-driven individual, you will be responsible for building relationships, driving sales, and delivering exceptional partnership with our...
-
Learning & Development AVP/VP, Global Bank
2 months ago
hong kong, Hong Kong SAR China Projob21.com Ltd. Full timeLearning & Development AVP/VP, Global Bank Learning & Development & Regional HR Project Global Banking platform & Snr Mgmt Exposure Excellent Job Security and Good Working Hours Our Client Appointed by Global Bank with over 1000 employees in the Asia Pacific region and hiring over 200 investment professionals in the North Asia Branch to search for seasoned...
-
Strategic Business Planning Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeJob Title: VP/AVP, Strategic Business Planning, Transaction BankingDBS Bank (Hong Kong) Limited is seeking a highly skilled and experienced professional to join our team as a VP/AVP, Strategic Business Planning, Transaction Banking. In this role, you will be responsible for developing and implementing strategic plans to drive business growth and...
-
Hong Kong, Central and Western District, Hong Kong SAR China PERSOLKELLY Hong Kong Limited Full timeJob Title: VP/AVP (Planning and Budgeting)Company OverviewPERSOLKELLY Hong Kong Limited is a reputable employment agency that provides various corporate banking products to enterprises worldwide. We are seeking a talented individual to join our Planning team for departmental data management and developing business strategy in line with the departmental and...
-
Operational Risk Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full timeJob Title: AVP/VP, Business Operational RiskChina CITIC Bank International Limited is seeking a highly skilled and experienced professional to join our team as an AVP/VP, Business Operational Risk. This role will be responsible for facilitating the identification, assessment, measurement, mitigation, and monitoring of operational risk in assigned areas.Key...
-
AVP/VP, Internal Audit Manager
3 months ago
Hong Kong, Hong Kong SAR China Charterhouse Partnership Hong Kong Full timeOur client is a highly regarded and internationally recognized foreign bank with a strong presence in the global financial industry. They are now actively looking to recruit a highly skilled and experienced AVP/VP, Internal Audit Manager - Global Markets. Responsibilities Perform moderately complex audits including drafting audit reports, presenting...
-
Strategic Bancassurance Director
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Full timeBancassurance Leadership RoleWe are seeking a seasoned professional to lead our bancassurance efforts, driving strategic partnerships and business growth.Key Responsibilities:Develop and execute bancassurance strategies, collaborating with cross-functional teams to drive business results.Facilitate partnership meetings and committees to oversee business...
