Senior Compliance Advisory Manager, Wealth and Personal Banking Expert

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full time
About the Role

Hang Seng Bank Limited is seeking a seasoned professional to join our Risk and Compliance team as a Senior Compliance Advisory Manager, Wealth and Personal Banking. As a key member of our team, you will play a vital role in maintaining a well-balanced risk profile for the Bank while enabling businesses to thrive.

Key Responsibilities

• Provide compliance advice to ensure full compliance with regulatory requirements and Group Standards for the Bank's insurance arm, retail banking, and wealth management.
• Collaborate with stakeholders to develop and implement robust risk management frameworks and measures to maintain the Bank's strong market position.
• Work with the Head of Regulatory Compliance to create an effective Compliance plan to manage identified risks and develop solutions for mitigation.
• Review and advise on regulatory requirements and consultation papers issued by regulatory authorities.
• Foster a compliance culture within the Bank and support the implementation and oversight of policy and governance frameworks, procedures, practices, and standards.

Requirements

• University degree or professional qualification in Law, Finance, Accounting, or Business.
• 10+ years of experience in risk and compliance roles, with significant retail banking experience, especially in investment and wealth management, including securities brokerage.
• Extensive knowledge of investment and wealth management, including securities brokerage, and guidance.
• Significant experience in the financial services industry.
• Lateral thinking and problem-solving skills, with the ability to interpret and solve complex issues.
• Proven leadership skills and ability to lead change, contributing to joining up with other teams in Risk and Business at Country level.
• Excellent communication and interpersonal skills, with the ability to interact confidently with regulators.
• Holder of professional qualification in compliance and risk is preferred.
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.

Visit Hang Seng Career Page and sign up with our Talent Community to receive the latest information about our career opportunities in Hang Seng Hong Kong.

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