Senior Compliance Advisory Manager, Wealth and Personal Banking Expert
3 weeks ago
Hang Seng Bank Limited is seeking a seasoned professional to join our Risk and Compliance team as a Senior Compliance Advisory Manager, Wealth and Personal Banking. As a key member of our team, you will play a vital role in maintaining a well-balanced risk profile for the Bank while enabling businesses to thrive.
Key Responsibilities
• Provide compliance advice to ensure full compliance with regulatory requirements and Group Standards for the Bank's insurance arm, retail banking, and wealth management.
• Collaborate with stakeholders to develop and implement robust risk management frameworks and measures to maintain the Bank's strong market position.
• Work with the Head of Regulatory Compliance to create an effective Compliance plan to manage identified risks and develop solutions for mitigation.
• Review and advise on regulatory requirements and consultation papers issued by regulatory authorities.
• Foster a compliance culture within the Bank and support the implementation and oversight of policy and governance frameworks, procedures, practices, and standards.
Requirements
• University degree or professional qualification in Law, Finance, Accounting, or Business.
• 10+ years of experience in risk and compliance roles, with significant retail banking experience, especially in investment and wealth management, including securities brokerage.
• Extensive knowledge of investment and wealth management, including securities brokerage, and guidance.
• Significant experience in the financial services industry.
• Lateral thinking and problem-solving skills, with the ability to interpret and solve complex issues.
• Proven leadership skills and ability to lead change, contributing to joining up with other teams in Risk and Business at Country level.
• Excellent communication and interpersonal skills, with the ability to interact confidently with regulators.
• Holder of professional qualification in compliance and risk is preferred.
• Great sense of ownership and servicing mindset to ensure efficient and effective customer service processes.
Visit Hang Seng Career Page and sign up with our Talent Community to receive the latest information about our career opportunities in Hang Seng Hong Kong.
#LI-HASE
-
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeJob OpportunityA career with Hang Seng Bank Limited offers a dynamic working environment, good career development opportunities, and competitive compensation packages. We seek to attract high-calibre talent to join our team as Senior Compliance Advisory Manager, Wealth and Personal Banking.About the RoleAs a Senior Compliance Advisory Manager, you will...
-
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full timeAbout BNP Paribas Wealth ManagementAs a leading European Union bank and one of the world's largest financial institutions, BNP Paribas offers a wide range of financial services for corporate, institutional, and private investors. Our wealth management division provides expert advice and tailored solutions to help clients achieve their financial goals.Job...
-
Assistant Manager, Wealth and Personal Banking
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeUnlock Your Potential in Wealth and Personal BankingAt HSBC, we're committed to helping our customers achieve their financial goals. As an Assistant Manager, Wealth and Personal Banking, you'll play a key role in delivering exceptional customer service and providing personalized wealth management solutions.Key Responsibilities:Handle inbound calls from...
-
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full timeJob SummaryWe are seeking a skilled Senior Relationship Manager, Wealth Management to join our team at BNP Paribas Wealth Management. The successful candidate will be responsible for identifying, originating, developing, and maintaining high-value client relationships in an advisory capacity.Key ResponsibilitiesContribute to the team's performance, achieving...
-
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeAt Hang Seng Bank Limited, we are committed to service excellence, and our people play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities, and competitive...
-
Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full timeJob DescriptionKPMG China is seeking a seasoned Manager with experience in Wealth and Asset Management Advisory to join our team. As a key member of our team, you will work with top-tier private banks and retail banks' wealth and asset management divisions on industry-defining topics, including strategy, operations, regulatory, and technology.Key...
-
Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full timeJob SummaryKPMG China is seeking a seasoned Manager with experience in Wealth and Asset Management Advisory to join our leading practice. As a key member of our team, you will work with top-tier private banks and retail banks' wealth and asset management divisions on industry-defining topics, from strategy to results. Our practice is expanding due to our...
-
Wealth Management Team Head
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full timeAbout BNP Paribas Wealth ManagementBNP Paribas Wealth Management is a leading international financial institution with a presence in 14 markets across Asia Pacific. With over 15,000 employees, we provide a wide range of financial services to corporates, institutional, and private investors.Job PurposeThe Team Head, Relationship Management, Wealth Management...
-
Senior Manager, Wealth and Asset Management Advisory
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China KPMG China Full timeAbout the RoleWe are seeking a seasoned Manager with experience in wealth and asset management advisory to join our team at KPMG China. As a key member of our team, you will work with top-tier private banks and retail banks' wealth and asset management divisions on industry-defining topics, including strategy, operations, regulatory, and technology.Key...
-
Outreach Insurance Specialist
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeUnlock Your Potential in Wealth and Personal BankingHSBC is a leading global banking and financial services organization, committed to building a culture where all employees are valued, respected, and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working, and opportunities to grow within an...
-
Senior Compliance Officer, AML/CFT Advisory
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China United Overseas Bank Full timeAbout the RoleWe are seeking a highly skilled Senior Compliance Officer to join our AML/CFT Advisory team. As a key member of our team, you will be responsible for providing expert advice on anti-money laundering and combating the financing of terrorism (AML/CFT) regulations and guidelines.Key ResponsibilitiesDevelop and implement effective AML/CFT...
-
Senior Manager, AML Compliance, Banking
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeThe Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Key Responsibilities: * Provide KYC/AML advisory services to various business lines * Develop and implement anti-money laundering policies and procedures * Execute training strategies for the...
-
Senior Manager, AML Compliance, Banking
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeThe RoleAs a subject matter expert in AML, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies for the local...
-
Compliance Manager
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob Title: Compliance Manager - Regulatory ExpertAt Bank Of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Manager - Regulatory Expert to join our team.Key Responsibilities:* Provide advisory services to business units regarding regulatory compliance issues on new products/services and business propositions* Participate and assist in...
-
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeJob DescriptionHSBC is seeking a highly skilled Regulatory Compliance Manager to join our Global Banking team. As a key member of our compliance team, you will play a critical role in ensuring adherence to applicable regulations and standards.Key ResponsibilitiesSupport GB regulatory compliance advisory and maintain an effective control framework.Ensure...
-
Hong Kong, Central and Western District, Hong Kong SAR China BNP Paribas Wealth Management Full timeJob DescriptionBNP Paribas Wealth Management is seeking a Senior Investment Counselor to provide holistic investment advice to clients. The ideal candidate will have at least 10 years of experience in portfolio management and a strong understanding of financial markets.Key ResponsibilitiesProvide investment advice to clients based on their risk profile and...
-
Senior Regulatory Compliance Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeJob Description: We are seeking a high-calibre professional to join our team as a Senior Regulatory Compliance Manager, Global Banking, responsible for supporting GB regulatory compliance advisory, maintaining an effective control framework and ensuring compliance with external laws and regulations.Key Responsibilities:Support GB regulatory compliance...
-
Compliance Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Compliance Division, you will be responsible for providing advisory services to designated business units regarding regulatory compliance issues.Key ResponsibilitiesProvide expert advice on regulatory compliance matters...
-
Universal Banker
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeJob Title: Universal Banker - Wealth and Personal BankingHSBC is seeking a highly skilled and motivated Universal Banker to join our Wealth and Personal Banking team in Asia. As a Universal Banker, you will be responsible for providing exceptional customer service and sales support to our diverse customer base, including personal banking individuals,...
-
Senior Customer Service Officer
2 months ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeAbout HSBCHSBC is a leading global banking and financial services organization with a presence in over 80 countries. Our mission is to provide a wide range of financial services to individuals, businesses, and institutions, helping them to manage their financial needs and achieve their goals.Job SummaryWe are seeking a highly motivated and customer-focused...