Senior Regulatory Compliance Manager

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full time

Job Description: We are seeking a high-calibre professional to join our team as a Senior Regulatory Compliance Manager, Global Banking, responsible for supporting GB regulatory compliance advisory, maintaining an effective control framework and ensuring compliance with external laws and regulations.

Key Responsibilities:

  • Support GB regulatory compliance advisory, maintaining an effective control framework and ensuring compliance with external laws and regulations.
  • Articulate Regulatory Compliance risks for ASP GB and provide advisory services to GB business to ensure a clear understanding of compliance risk exposure.
  • Manage relationships with relevant regulators on behalf of business and be responsible for second-line governance of Regulatory Compliance risks exposures.
  • Exercise risk steward challenge, act as an independent trusted advisory in governance forums, issue management and foster a compliance culture.

Requirements:

  • Significant experience as a regulator or senior compliance manager across all areas of Compliance risk within a global firm, in the financial services industry, with experience in Global Banking products preferred.
  • Detailed and extensive knowledge of the HSBC Group structure, its business and personnel, and HSBC's corporate culture.
  • Excellent analytical rigor to gauge the effectiveness of ongoing implementation of Group Compliance standards.
  • Confidence to interact with senior management within Global Banking regional and local businesses.
  • Excellent oral, written communication and presentation skills and inter-personal skills.

About HSBC: HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.



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