Temporary Manager

Found in: Talent HK C2 - 2 weeks ago


Hong Kong, Hong Kong SAR China Securities and Futures Commission Full time
Temporary Manager (4-Month Contract) - Intermediaries Supervision (Off-site monitoring, Global Institutions), Intermediaries

Ref.: SFC/TM/IS/OSMGIG/INT/240419

With the ongoing global financial reforms and the fast-evolving financial markets, Intermediaries Supervision Department is currently looking for a high calibre candidate to join as Manager to support its supervisory work.

Duties & Responsibilities:

Reporting to the Associate Director / Senior Manager, your responsibilities include:

  • Supervise the business conduct and operational risk of intermediaries, with a focus on investment banks and larger global financial institutions;
  • Monitor and review intermediaries’ business activities, financial soundness and compliance with relevant rules and regulations by way of off-site monitoring;
  • Proactively monitor and identify market-wide, industry, product and firm-specific issues with respect to business practices, supervisory controls, compliance and operational controls;
  • Recommend and take swift actions against deficiencies and non-compliances identified; and
  • Track international regulatory developments, and support the Department to implement new policy initiatives and local regulatory reforms.

You will be given a wide spectrum of exposure involving interaction with different lines, functions and levels of seniority at major global financial institutions, which would be a challenging and rewarding role. You would also be able to gain valuable insight into the global capital markets and financial services industry.

Requirements:

To be successful in this role:

  • You should have a university degree and / or professional qualification in Accounting, Economics, Finance, IT, Law, CFA, or FRM; and at least 7 years of solid and relevant work experience with sound knowledge of the regulatory environment in the financial services sector.
  • You should be familiar with the trading operations, business practices and compliance controls of top tier investment banks.
  • You must be assertive and an active team player with strong analytical, interpersonal and communication skills, and be able to work under pressure.
  • You should have excellent command of spoken and written English and Chinese. Proficiency in Putonghua will be an advantage.
  • A strong sense of responsibility and impeccable integrity is essential.
  • Candidates with less experience may be considered as Assistant Manager.


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