Compliance Officer, Asia Pacific

2 months ago


Hong Kong, Hong Kong SAR China Point72 Full time
What you ’ll do

We are looking for a compliance officer who is solution oriented and proactive to join our Asia-Pacific team. You will report to a Senior Compliance Officer, Asia Pacific Trading, and will partner with your fellow compliance professionals and work closely with Point72’s investment professionals and others across the firm. Specifically, you will:

Help enforce the compliance monitoring programs including conducting trade monitoring and due diligence reviews Handle compliance regulatory reporting for the Asia-Pacific region Provide real time support with respect to trading restrictions, monitoring and approvals Track pertinent regulatory changes, assess impact on business operations, and help amend procedures and communicate changes Provide proactive and timely advice on relevant regulatory and firm policy requirements as needed Deliver periodic compliance training to employees Review and/or draft documentation, applications, regulatory filings/notifications, reports, manuals, policies/procedures, correspondence, and records Assist with ad-hoc legal and compliance tasks and projects, including technology enhancements 

What’s required

 University graduate

 At least 6+ years compliance experience, preferably in an equity trading or asset management environment  Knowledge of SFC regulations and rules and Asia market regulations  Strong multitasking, organizational and communications skills (written and oral)  Strong attention to detail and accuracy Ability to work independently as well as part of a team  English and Chinese language skills Proficiency with Bloomberg and Excel Commitment to the highest ethical standards 

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

Health care benefits Generous parental and family leave policies Volunteer opportunities Support for employee-led affinity groups representing women, people of color and the LGBT+ community Mental and physical wellness programs Tuition assistance

About Point72

Point72 is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. Resting on more than a quarter-century of investing experience, we seek to be the industry’s premier asset manager through delivering superior risk-adjusted returns, adhering to the highest ethical standards, and offering the greatest opportunities to the industry’s brightest talent. t .




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