VP of Compliance

A leading commercial bank in Hong Kong is seeking a VP to FVP in Compliance for Investment and Insurance. This role involves providing compliance advice, supporting regulatory examinations, and preparing compliance reports. Candidates should have a university degree relevant to compliance, strong analytical skills, and at least 5-8 years of compliance or...

A recruitment agency is seeking a VP of Regulatory Compliance for a client in the digital assets sector in Hong Kong. The role requires over 7 years of compliance experience in investment or fintech, expertise in Singapore regulations, and a strong understanding of custody rules. The candidate should be agile in technology-driven environments and possess...

A leading wealth management group in Hong Kong is seeking a Compliance Monitoring Veteran at VP Level. The role demands at least 8 years of experience in HKMA regulatory compliance and risk control, with responsibilities including annual risk assessment, compliance monitoring, and ensuring adherence to HKMA/SFC regulatory requirements. Strong communication...

A leading hedge fund in Hong Kong is seeking a highly experienced Compliance Director/VP to oversee regulatory and investment compliance. The role requires a solid understanding of the SFC regulatory framework and at least 8-12 years of experience in compliance within the hedge fund or asset management sector. Candidates should ideally have a Bachelor's...

A leading banking institution in Hong Kong is seeking a VP of Procedures & Process Management. The successful candidate will oversee procedure manuals, collaborate with stakeholders for regulatory compliance, and implement procedural management systems. Ideal candidates should possess a degree, strong banking operations knowledge, and over 5 years of...

A leading financial institution in Hong Kong seeks a VP of Business Legal and Compliance to manage legal risk for the Institutional Banking Group and Global Transaction Services. The ideal candidate will be a qualified lawyer with a minimum of 8 years of relevant experience, possessing strong communication skills and the ability to build strategic...

Asso-VP, Compliance Operation, Asset Management Direct message the job poster from China Securities (International) Finance Holding Company Limited Develop, implement, and monitor compliance policies and procedures for asset management products. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Manage compliance...

Hedgefund Compliance Director/VP - eFinancialCareers We are seeking a highly experienced and detail-oriented Compliance professional to join our team as a Vice President or Director. This role will be responsible for overseeing both regulatory compliance under the Securities and Futures Commission (SFC) and investment compliance, including pre- and...

VP of Regulatory Compliance (Digital Assets/ Investment) - Singapore based/ Mandarin Speaking Join to apply for the VP of Regulatory Compliance (Digital Assets/ Investment) - Singapore based/ Mandarin Speaking role at Hyphen Connect We are hiring for one of our clients in the Digital Asset payment industry in Singapore. What You’ll Do Own the full...

VP to FVP, Compliance (Investment and Insurance) Responsibilities Provide compliance advices and supports in the areas of investment & insurance activities, including trust business (“I&I Business”) and manage compliance risks related to these areas of the Bank and its subsidiaries (“CCBA Group”). Work with relevant parties and provide compliance...