Hedgefund Compliance Director/VP
6 days ago
Hedgefund Compliance Director/VP - eFinancialCareers We are seeking a highly experienced and detail-oriented Compliance professional to join our team as a Vice President or Director. This role will be responsible for overseeing both regulatory compliance under the Securities and Futures Commission (SFC) and investment compliance, including pre- and post-trade monitoring. The ideal candidate will have a strong understanding of the hedge fund regulatory landscape in Hong Kong and a proven track record in managing compliance frameworks in a fast-paced investment environment. Key Responsibilities Regulatory Compliance (SFC) Ensure the firm's operations comply with all relevant SFC regulations and licensing requirements. Maintain and update compliance policies and procedures in line with regulatory developments. Act as a key point of contact for regulatory inquiries, inspections, and audits. Prepare and submit regulatory filings and notifications to the SFC. Conduct internal compliance training and promote a strong compliance culture across the firm. Investment Compliance Oversee pre- and post-trade compliance monitoring to ensure adherence to investment guidelines, restrictions, and regulatory limits. Review and monitor trading activities for potential breaches or irregularities. Collaborate with portfolio managers, traders, and operations to resolve compliance issues in a timely manner. Maintain and enhance compliance monitoring systems and tools. Support new product launches and strategy changes from a compliance perspective. Requirements Bachelor's degree in Law, Finance, or a related discipline; legal or compliance qualifications preferred. Minimum 8-12 years of relevant experience in regulatory and/or investment compliance, ideally within a hedge fund or asset management environment. Strong knowledge of SFC regulations and licensing requirements (Type 9 license preferred). Familiarity with investment products, trading strategies, and portfolio management processes. Experience with compliance monitoring systems and tools (e.g., Bloomberg AIM, Charles River, or similar). Excellent communication skills and ability to work independently in a dynamic environment. High level of integrity, discretion, and attention to detail. #J-18808-Ljbffr
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Legal and Compliance Manager
2 days ago
Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeLegal and Compliance Manager - Hedgefund Base pay range: HK$660,000.00/year - HK$1,080,000.00/year Location: APAC (Hedge Fund with presence across Asia)Reporting to: COORole Type: Individual Contributor Key Responsibilities Manage and maintain the firm's compliance framework in line with regulatory requirements. Act as the primary point of contact for...
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Hedge Fund Compliance Leader | VP/Director
6 days ago
Hong Kong Island, Hong Kong SAR China Jobs via eFinancialCareers Full timeA leading hedge fund in Hong Kong is seeking a highly experienced Compliance Director/VP to oversee regulatory and investment compliance. The role requires a solid understanding of the SFC regulatory framework and at least 8-12 years of experience in compliance within the hedge fund or asset management sector. Candidates should ideally have a Bachelor's...
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hong kong, Hong Kong SAR China Larson Maddox Full timeVP/Director - Cash Equities Compliance (Tier-1 Chinese Bank) 2 days ago Be among the first 25 applicants This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range HK$900,000.00/yr - HK$1,200,000.00/yr CLIENT BACKGROUND A leading Chinese investment bank with...
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VP of Compliance
5 days ago
Hong Kong, Hong Kong SAR China Larson Maddox Full timeCLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...
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Compliance Director
6 days ago
Hong Kong Island, Hong Kong SAR China EDPS Systems Limited Full timeIn response to strategic business needs and expansion, EDPS Executive is an additional executive arm of EDPS (EA License No. 78592). Founded in 1974, EDPS stands as the premier provider of IT contract staffing solutions in Hong Kong, boasting a long-standing history and esteemed reputation. We are privileged to have been chosen by the Government of HKSAR as...
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Compliance Director
6 days ago
hong kong, Hong Kong SAR China EDPS Systems Limited Full timeDirector, Recruitment Strategy at EDPS Executive | EDPS Systems Ltd About Us: In response to strategic business needs and expansion, EDPS Executive is an additional executive arm of EDPS (EA License No. 78592). Founded in 1974, EDPS stands as the premier provider of IT contract staffing solutions in Hong Kong, boasting a long-standing history and esteemed...
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Global Tax Strategy Director/VP
6 days ago
Hong Kong Island, Hong Kong SAR China Global Executive Consultants Ltd. Full timeA leading financial institution in Hong Kong is seeking an experienced Tax Consultant (VP/Director) to provide innovative tax advisory services. Ideal candidates will hold a relevant degree, possess CICPA or HKICPA, and have at least 8 years of tax consulting experience, particularly from Big 4 firms. This role demands excellent communication skills in...
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Senior VP, Investment
6 days ago
Hong Kong Island, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full timeA leading commercial bank in Hong Kong is seeking a VP to FVP in Compliance for Investment and Insurance. This role involves providing compliance advice, supporting regulatory examinations, and preparing compliance reports. Candidates should have a university degree relevant to compliance, strong analytical skills, and at least 5-8 years of compliance or...
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VP/AVP, Secretariat
2 days ago
Hong Kong Island, Hong Kong SAR China 300005 Chief Executive's Office_00002555 Full timeJob Description - VP/AVP, Secretariat A) Job Description VP/AVP, Secretariat - A) Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...
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VP of Regulatory Compliance
2 weeks ago
Hong Kong Island, Hong Kong SAR China Hyphen Connect Full timeA recruitment agency is seeking a VP of Regulatory Compliance for a client in the digital assets sector in Hong Kong. The role requires over 7 years of compliance experience in investment or fintech, expertise in Singapore regulations, and a strong understanding of custody rules. The candidate should be agile in technology-driven environments and possess...
