VP/Director - Cash Equities Compliance (Tier-1 Chinese Bank)

A leading investment bank in Hong Kong is seeking a VP/Director for Cash Equities Compliance to provide advisory support and monitor trading activities. This role involves engaging with senior stakeholders, ensuring compliance with SFC regulations, and conducting investigations. Candidates should have a minimum of 7 years of compliance experience and a solid...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank 1 day ago Be among the first 25 applicants Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank Get AI-powered advice on this job and more exclusive features. Details of the Division and Team:The key functions of this role are to provide...

VP, Product Sales - Cash & Trade, Transaction Banking role at DBS Bank. Business Function Global Transaction Services (GTS) has been an award‑winning market leader in providing digital cash management and trade finance solutions to clients. With continuous growing demand for corporates in the region, we are hiring a senior sales professional to drive...

A top tier investment bank is looking for a junior sales support to join their PE team! Private Equity Sales Support | Top Tier Investment Bank Your new company Your new company is a top investment bank with businesses across the globe. Your new role Provide sales support for the Private Equity team Assist the team in preparing and organising marketing...

A leading financial institution in Hong Kong is seeking a VP of Product Sales for Cash & Trade, Transaction Banking. This senior role focuses on driving cash management and trade finance solutions, particularly for Real Estate and Mid-Cap corporates, while achieving revenue targets. The ideal candidate has at least 7 years of relevant banking experience,...

APAC Equity Derivatives Sales, Structuring and Trading Opportunities (Open to Associate / VP / Director) Join to apply for the APAC Equity Derivatives Sales, Structuring and Trading Opportunities (Open to Associate / VP / Director) role at Bank of America. At Bank of America, we are guided by a common purpose to help make financial lives better through the...

Assistant VP (Equity Compliance) - Pure Hong Kong My client is seeking for dynamic and driven AVP, Equities Compliance to join a global investment bank. This role will be pivotal in ensuring compliance with regulatory requirements and maintaining the integrity of our trading environments. The ideal candidate will possess strong knowledge of equities products...

Manager, Operational Risk, Top Tier Chinese Bank Our client is a top-tier Chinese bank and we are now seeking a dynamic and experienced Operational Risk Manager to join our Hong Kong office. Responsibilities Lead the development and implementation of bank-wide operational risk policies, frameworks, and procedures. Ensure alignment with Basel standards and...