VP of Compliance

A leading commercial bank in Hong Kong is seeking a VP to FVP in Compliance for Investment and Insurance. This role involves providing compliance advice, supporting regulatory examinations, and preparing compliance reports. Candidates should have a university degree relevant to compliance, strong analytical skills, and at least 5-8 years of compliance or...

A leading financial institution in Hong Kong is seeking a VP/ FVP-Compliance Advisory and Assurance to support its compliance team. The successful candidate will design compliance controls, provide advice on regulatory developments, and monitor compliance frameworks. This role requires at least 10 years of experience in compliance testing and expertise in...

A leading wealth management group in Hong Kong is seeking a Compliance Monitoring Veteran at VP Level. The role demands at least 8 years of experience in HKMA regulatory compliance and risk control, with responsibilities including annual risk assessment, compliance monitoring, and ensuring adherence to HKMA/SFC regulatory requirements. Strong communication...

A leading hedge fund in Hong Kong is seeking a highly experienced Compliance Director/VP to oversee regulatory and investment compliance. The role requires a solid understanding of the SFC regulatory framework and at least 8-12 years of experience in compliance within the hedge fund or asset management sector. Candidates should ideally have a Bachelor's...

A leading banking institution in Hong Kong is seeking a VP of Procedures & Process Management. The successful candidate will oversee procedure manuals, collaborate with stakeholders for regulatory compliance, and implement procedural management systems. Ideal candidates should possess a degree, strong banking operations knowledge, and over 5 years of...

A leading financial institution in Hong Kong seeks a VP, AFC Compliance to oversee investigations and provide key AML/CFT guidance. The ideal candidate will have over 8 years of experience in AFC advisory within financial institutions and a solid understanding of financial crime risks. Responsibilities include engaging with senior management and reviewing...

A leading financial institution in Hong Kong is seeking an experienced AVP/VP of HR Compliance to ensure adherence to HR regulations and laws. The role involves establishing compliant policies, managing cultural reform initiatives, and supporting compliance programs. The ideal candidate has over 8 years of experience in HR compliance, a strong understanding...

Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank 1 day ago Be among the first 25 applicants Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank Get AI-powered advice on this job and more exclusive features. Details of the Division and Team:The key functions of this role are to provide...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

A leading financial institution in Hong Kong seeks a VP of Business Legal and Compliance to manage legal risk for the Institutional Banking Group and Global Transaction Services. The ideal candidate will be a qualified lawyer with a minimum of 8 years of relevant experience, possessing strong communication skills and the ability to build strategic...