Senior VP, Compliance Advisory

A leading financial institution in Hong Kong seeks a VP, AFC Compliance to oversee investigations and provide key AML/CFT guidance. The ideal candidate will have over 8 years of experience in AFC advisory within financial institutions and a solid understanding of financial crime risks. Responsibilities include engaging with senior management and reviewing...

A global financial institution is seeking a Regulatory Advisory Specialist - VP in Hong Kong. In this role, you will support Global Sanctions Advisory in managing legal, regulatory, and reputational risks associated with sanctioned entities. The ideal candidate will have at least 5 years of experience in sanctions advisory, strong project management skills,...

VP/ FVP-Compliance Advisory and Assurance Since 1973, East West Bank has served as a pathway to success. With over 110 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi‑cultural professionals help guide businesses and community members on both sides of the Pacific looking to...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

VP, Specialist, FX Advisory, Private Banking Join to apply for the VP, Specialist, FX Advisory, Private Banking role at DBS Bank . Overview DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who...

A leading investment bank in Hong Kong is seeking a VP/Director for Cash Equities Compliance to provide advisory support and monitor trading activities. This role involves engaging with senior stakeholders, ensuring compliance with SFC regulations, and conducting investigations. Candidates should have a minimum of 7 years of compliance experience and a solid...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

A leading bank in Asia is seeking a VP, Specialist in FX Advisory to engage with relationship managers and provide tailored FX solutions for high net worth clients. The successful candidate will have over 6 years of relevant experience in FX sales and a strong understanding of the FX industry. This role entails providing professional advisory, executing...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Job Description - VP, Specialist, FX Advisory, Private Banking E) VP, Specialist, FX Advisory, Private Banking - ( E ) Business Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who...