Senior Cash Equities Compliance Leader

VP/Director - Cash Equities Compliance (Tier-1 Chinese Bank) 2 days ago Be among the first 25 applicants This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range HK$900,000.00/yr - HK$1,200,000.00/yr CLIENT BACKGROUND A leading Chinese investment bank with...

Vice President - Cash Equities – Equities Product Development – Markets We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. Job Summary: The Vice...

Vice President - Cash Equities - Equities Product Development - Markets We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of...

A leading global investment banking firm in Hong Kong seeks a seasoned candidate for the Middle Office Operations position supporting the equity desk. The role involves ensuring smooth trade flows, operational support, and reconciliation of trading discrepancies. The ideal candidate will have at least 8 years of experience in Cash Equities and possess strong...

A leading financial services provider in Hong Kong is seeking a Vice President for Cash Equities to shape the strategic direction of its cash equity markets. The role involves assessing the trading landscape, identifying opportunities, and executing initiatives to strengthen market position. Candidates should have at least 10 years of experience in equities...

Junior Business Manager - Trading, Institutional Equities Join to apply for the Junior Business Manager - Trading, Institutional Equities role at CLSA As a Junior Business Manager – Trading, Cash Equities you will be supporting the High and Low touch trading desks for Cash Equities globally. You will be particularly focused on monitoring risk limit...

A global financial institution is seeking an Assistant Vice President/Officer, Cash Equities Settlement Senior Analyst in Hong Kong. The role involves responsible trade pre-matching, settlement in APAC markets, and liaising with various stakeholders to resolve issues. Candidates should have 5-8 years of settlement experience and a degree in Business,...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Join to apply for the Cash Equity Settlement Officer role at Societe Generale Reference 25000M09 Responsibilities Monitor and process daily HK cash equity trade settlement via CCASS. Work closely with middle office, brokers, and local custodians to resolve settlement discrepancies prior to market cut-off time. Manage and monitor the ETF creation and...