Asso-VP, Compliance Operation, Asset Management
7 days ago
Asso-VP, Compliance Operation, Asset Management Direct message the job poster from China Securities (International) Finance Holding Company Limited Develop, implement, and monitor compliance policies and procedures for asset management products. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Manage compliance training and coordinate responses to investor, regulatory, and internal inquiries. Conduct risk assessments, monitoring, and testing, while overseeing corrective actions. Support internal audits and lead special compliance projects. Partner with senior management and cross-border teams on compliance matters. Requirements Degree holder in Finance or a related discipline. Minimum 5 years of compliance experience in sizeable asset management companies. In-depth technical knowledge of compliance and licensing in Marketing, Sales, and Distribution. Experience in global set up asset management companies is a plus. Proficient in written and spoken English and Chinese (including Mandarin). Seniority level Mid-Senior level Employment type Full-time Job function Legal Industries Investment Banking Referrals increase your chances of interviewing at China Securities (International) Finance Holding Company Limited by 2x Sign in to set job alerts for “Compliance Manager” roles. Central & Western District, Hong Kong SAR 5 days ago Wan Chai District, Hong Kong SAR 4 days ago #J-18808-Ljbffr
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hong kong, Hong Kong SAR China Gorgeous Asset Management Limited Full timeOverview Assume full leadership of the end-to-end investment cycle for distressed and special‑situation assets across Hong Kong and the Greater Bay Area Key Responsibilities Deal Origination & Execution Identify, evaluate and execute special‑situation investments in Asia‑Pacific with primary focus on Greater China and ASEAN. Target assets include...
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Hong Kong Island, Hong Kong SAR China Gorgeous Asset Management Limited Full timeAssume full leadership of the end-to-end investment cycle for distressed and special-situation assets across Hong Kong and the Greater Bay Area Key Responsibilities 1. Deal Origination & Execution - Identify, evaluate and execute special-situation investments in Asia-Pacific with primary focus on Greater China and ASEAN. - Target assets include distressed...
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Hong Kong Island, Hong Kong SAR China ICBC International Holdings Limited Full timeOperations - ASSO - Operational System Management Add expected salary to your profile for insights Document system requirements by deeply understanding operational workflows and control points; conduct gap analysis and solution design Support production teams in testing, refining, deploying, and adopting new systems/features Monitor system performance,...
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Asset Management Operations Specialist
1 day ago
Hong Kong Island, Hong Kong SAR China HuaAn Asset Management (Hong Kong) Limited Full timeA leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...
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VP of Regulatory Compliance
1 week ago
Hong Kong Island, Hong Kong SAR China Hyphen Connect Full timeA recruitment agency is seeking a VP of Regulatory Compliance for a client in the digital assets sector in Hong Kong. The role requires over 7 years of compliance experience in investment or fintech, expertise in Singapore regulations, and a strong understanding of custody rules. The candidate should be agile in technology-driven environments and possess...
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Operations Leader
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Hong Kong Island, Hong Kong SAR China China Universal Asset Management (Hong Kong) Company Limited Full timeA leading asset management firm in Hong Kong is seeking an experienced Operations Associate to support daily operations functions. Responsibilities include managing subscriptions, redemptions, and collaborating with service providers for smooth operations. The ideal candidate holds a Bachelor's degree in Finance or Accounting and possesses 3-5 years of...
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APAC Distressed Assets
3 days ago
Hong Kong Island, Hong Kong SAR China Gorgeous Asset Management Limited Full timeA leading asset management firm in Hong Kong is seeking a Director / VP for Special Situations & Distressed Assets Investment. The successful candidate will assume full leadership of the investment cycle, focusing on distressed corporate debt and opportunistic real estate. Ideal candidates will have strong backgrounds in private equity, a robust network in...
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Legal Compliance Specialist
2 weeks ago
Hong Kong, Hong Kong SAR China ICBC Asset Management (Global) Full timeResponsibilities: Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...
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VP of Regulatory Compliance
1 week ago
Hong Kong Island, Hong Kong SAR China Hyphen Connect Full timeVP of Regulatory Compliance (Digital Assets/ Investment) - Singapore based/ Mandarin Speaking Join to apply for the VP of Regulatory Compliance (Digital Assets/ Investment) - Singapore based/ Mandarin Speaking role at Hyphen Connect We are hiring for one of our clients in the Digital Asset payment industry in Singapore. What You’ll Do Own the full...
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VP of Compliance
2 weeks ago
Hong Kong, Hong Kong SAR China HARBRIDGE PARTNERS Full timeJob Title: AVP / Junior VP Compliance, Securities, Insurance and Wealth Management Location: Hong Kong Responsibilities: Offer strategic guidance to management and relevant business units on compliance issues. Remain informed about the latest legal and regulatory changes while cultivating a culture of compliance awareness. Assist the team with product...