VP of Regulatory Compliance

A leading banking institution in Hong Kong is seeking a VP of Procedures & Process Management. The successful candidate will oversee procedure manuals, collaborate with stakeholders for regulatory compliance, and implement procedural management systems. Ideal candidates should possess a degree, strong banking operations knowledge, and over 5 years of...

A recruitment agency is seeking a VP of Regulatory Compliance for a client in the digital assets sector in Hong Kong. The role requires over 7 years of compliance experience in investment or fintech, expertise in Singapore regulations, and a strong understanding of custody rules. The candidate should be agile in technology-driven environments and possess...

Regulatory Compliance Testing & Assurance AVP/VP Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Our Client Appointed by global private bank with 300 employees in APAC region to search for Regulatory Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing...

A global private bank in Hong Kong is seeking a Regulatory Compliance Testing & Assurance AVP/VP to oversee compliance audits and ensure adherence to HKMA regulatory requirements. The ideal candidate will possess a degree in Accounting, Business, or Legal disciplines with at least 5 years of relevant experience in regulatory compliance and risk assurance....

Job Overview Provide leadership in overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance, including development, maintenance, and implementation of relevant policies and procedures. Lead establishment and...

A leading financial institution in Hong Kong is seeking a VP of Financial Reporting and Accounting to oversee the financial and regulatory reporting processes. The successful candidate will lead the preparation of financial statements, manage audits, and ensure compliance with local regulations. Candidates should have a degree in Accounting or Finance, a...

Regulatory Reporting and Surveillance -AVP/ VP Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert Maintain and enhance control...

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...

A global investment bank in Hong Kong is seeking an Assistant VP (Equity Compliance) to ensure adherence to regulatory requirements and maintain the integrity of trading environments. The ideal candidate will have at least 5 years of experience in markets compliance, strong knowledge of equities and other financial products, along with exceptional analytical...

A leading commercial bank in Hong Kong is seeking a VP to FVP in Compliance for Investment and Insurance. This role involves providing compliance advice, supporting regulatory examinations, and preparing compliance reports. Candidates should have a university degree relevant to compliance, strong analytical skills, and at least 5-8 years of compliance or...