Compliance Officer Manager

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

Da Cheng International Asset Management Co., Ltd. (hereinafter referred to as "DC International" or the "Company"), established on March 19, 2009 with a registered capital of HK$130 million, is a wholly-owned subsidiary of Dacheng Fund Management Co., Ltd. located in the Hong Kong Special Administrative Region of the People's Republic of China. As one of the...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets. They focus on achieving sustainable investment returns for their customers to ensure good and affordable pensions for current and future generations. Role Description This is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR at...

Job DescriptionWe are seeking a highly experienced Chief Compliance Officer to join our team at Gravitas Recruitment Group (Global) Ltd. As the Director of Regulatory Affairs, you will be responsible for overseeing compliance with applicable regulations for life and non-life insurance.Key Responsibilities:Advise and report to management and CEO/GM on...

At Bohan Group, we are actively seeking a seasoned Compliance Manager to join our team. This is an exceptional opportunity for a dedicated professional with experience in regulatory compliance to make a meaningful impact.Job OverviewThe Compliance Manager will report directly to the Chief Operating Officer (CCO) and collaborate closely with a compliance...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...

Job Summary:About EX:EX is a leading virtual asset exchange that prioritizes regulatory compliance and risk management.We are seeking a highly skilled Compliance Officer to join our team and contribute to the development of effective policies and procedures.About the Job:Responsibilities:Assist in updating policies and procedures to ensure compliance with...

About the Role:We are seeking a highly skilled Regulatory Compliance Officer to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all of our activities in Asia Pacific comply with relevant regulatory requirements.Key Responsibilities:Contribute to the development and...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices satisfy regulatory requirements.Key Responsibilities:Develop and implement policies, procedures, and controls to ensure...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Role OverviewThe Compliance Officer will be responsible for ensuring that all customer due diligence processes are compliant with relevant regulations and internal policies.Main ResponsibilitiesConduct regular audits to ensure adherence to regulatory requirements.Identify areas for improvement and develop recommendations for enhancements.Collaborate with...

We are seeking a highly skilled Web3 Compliance Officer to join our team at 4Alpha Group. As a Compliance Officer, you will be responsible for ensuring that our operations adhere to regulatory requirements and industry best practices.Key Responsibilities:Regulatory Compliance:Maintain awareness of evolving regulatory landscapes in the blockchain,...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators. The Senior Compliance Officer will also be required to work closely with the Business...

Job Title: AML Compliance OfficerThe AML Compliance Officer will oversee the development and implementation of effective anti-money laundering (AML) programs to prevent financial crimes. This role requires a strong understanding of regulatory requirements, risk assessment methodologies, and compliance monitoring techniques.Responsibilities:Develop and...