Business Operations and Compliance Officer

At IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Compliance Officer Lead to join our team.About the RoleThe Compliance Officer Lead will be responsible for managing a team of compliance professionals to oversee the Bank's Anti-Money Laundering (AML) and Compliance function.This includes:Acting as the s72B manager of the AML &...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

**Job Overview**Bank Of China (Hong Kong) Limited is seeking a highly skilled Risk Management and Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in designing and implementing various routine monitoring and compliance reports for Global Markets operational risks.**Key Responsibilities**We are looking for...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Job OverviewWe are seeking a Financial Compliance Officer to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Develop and maintain policies, procedures, and controls to ensure compliance with...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

Are you a highly motivated and organised individual looking for a challenging role? We are seeking an Office Operations Manager to join our team at the Centre for Immunology & Infection Limited.Key Responsibilities:Manage the day-to-day operations of the office, including supervising junior staff members and coordinating tasks.Develop and implement...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

Business Function: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that connects people, markets, and resources. We aim to provide a fair, transparent, and efficient platform for trading, clearing, and settlement of various financial instruments.Job Description:The Head of Monitoring & Corporate Functions Compliance will play a...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a purpose-driven company that connects, promotes and progresses our markets and the communities they support for the prosperity of all.We're home to Asia's most dynamic and vibrant capital markets, providing greater choice and opportunity for our customers each day. Our commitment to the...

About BOCIAs a leading investment bank in the China and Hong Kong region, BOC International Holdings Limited is seeking a highly motivated professional to join our team.The RoleWe are looking for an experienced Compliance Officer to support our Head of Control Room in ensuring that all regulatory requirements are met. This includes developing and...

About the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our team in Asia Pacific. As a key member of the Compliance team, you will be responsible for ensuring that our business activities are conducted in accordance with relevant laws and regulations.The ideal candidate will have extensive experience in compliance, with a...

Job Description - Operation Officer, Airfield (240857) Operation Officer, Airfield - (240857) Responsibilities: Provide marshalling guidance for aircraft docking, conduct patrol duties and check on-ramp operators' performance, and ensure compliance with safety standards on the ramp in the optimization of operational efficiency. Assist in the handling of...

Key ResponsibilitiesRegulatory Compliance: Monitor and ensure compliance with all relevant regulations, including SEC, FINRA, and other applicable laws related to fixed-income investments. Policy Development: Develop, implement, and maintain compliance policies and procedures for fixed-income products, ensuring they align with industry standards and...