Regulatory Manager

Project Manager, Regulatory Reporting (Liquidity, 60K) Our client is a HK leading local bank. They are seeking a Project Manager to support in HKMA regulatory reporting, preferred on liquidity. Work with project teams to identify the project needs and deliverables in alignment with overall Group programme objective Be responsible for performing regulatory...

Select how often (in days) to receive an alert:It's never been a more exciting time to join Vistra.At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

We are seeking a highly skilled Regulatory Compliance Coordinator to join our APAC GM COO team. In this role, you will be responsible for managing and coordinating regulatory exams, changes to regulations, and queries from local regulators.Key responsibilities include:Central coordination of regulatory exams impacting multiple lines of businessManagement and...

Company OverviewOMC Medical Limited is a leading regulatory consultancy specializing in medical devices, pharmaceuticals, cosmetics, and food supplements. Our expert guidance helps companies navigate complex global regulatory landscapes.

MUFG values its employees as key assets fundamental to our long-term growth and success. We're an equal opportunity employer, committed to hiring based on merit and organizational fit, regardless of race, religion, or gender. Discover your opportunity with us!About the Role:Manage preparation and submission of HKMA banking returns, surveys, and regulatory...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

Job DescriptionAs a key member of the Danos Group team, you will play a vital role in ensuring our clients' compliance with regulatory requirements. Your expertise will be instrumental in maintaining the highest standards of governance and risk management.Key Responsibilities:Client Delivery:Provide advisory services to clients on policies, procedures, and...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

Pure Hong Kong is seeking a skilled Regulatory Compliance Professional to join our team.About the RoleThis role will be responsible for managing SFC licensing processes for employees, ensuring compliance with regulatory requirements. This includes overseeing Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading,...

Fund Management and Compliance PositionWe are seeking an experienced professional to fill the role of Legal and Compliance Manager at our client's private equity firm. This is a critical function that ensures regulatory compliance and effective fund management. The successful candidate will be responsible for managing legal and compliance aspects, including...

iCapital is a pioneering fintech company that has transformed the alternative investment marketplace.Its financial technology platform enables advisors and wealth management firms to evaluate and recommend bespoke public and private market strategies.iCapital operates globally, with over $210 billion in client assets invested in 1,690 funds.The company has...

iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...

iCapital is transforming the alternative investment landscape through our innovative fintech platform. Our platform provides a unique opportunity for advisors, wealth management firms, asset managers, and banks to evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have achieved significant milestones, with...

Company OverviewQHire Ltd is a leading financial services company that prioritizes regulatory compliance.Job DescriptionKey Responsibilities:Draft and Revise Policies: Develop, implement, and maintain comprehensive compliance manuals and policies to ensure adherence to regulatory requirements.Advisory Role: Provide expert guidance on company-related matters...

Job DescriptionWe are seeking a highly skilled Regulatory Reporting Project Lead to support our client, a leading local bank in Hong Kong. As a key member of the project team, you will be responsible for performing regulatory reporting control assessments and enhancements, and preparing required documentation.You will work closely with project teams to...

About This Opportunity:Job SummaryThis role is responsible for ensuring that all AllianzGI's activities in the AP offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable requirements.The ideal candidate will have a proven track record of successfully managing risk and ensuring compliance in a...

About UsTalentQuest HR Limited is a leading provider of recruitment solutions, dedicated to delivering exceptional results for our clients and candidates.Job DescriptionOverviewThis is an exciting opportunity for a seasoned Regulatory Compliance Specialist to join our team. As a key member of the compliance department, you will play a critical role in...

Compliance Review SpecialistAbout the Role:We are looking for a highly skilled Compliance Review Specialist to join our team at the Bank of China.This is a full-time position in the Operational Risk Management Department, reporting to the Head of Compliance.The successful candidate will be responsible for conducting regular compliance reviews, formulating...