Associate Director/ Manager, Client Due Diligence Specialist

6 days ago

Hong Kong, Central and Western District, Hong Kong SAR China Royal Bank of Canada> Full time

Job Summary

You will be part of the Wealth Management Asia Chief Operating Office, supporting the business on client onboarding. As the Associate Director/ Manager, Client Due Diligence Team, you will work with various stakeholders to ensure seamless onboarding processes.

Key Responsibilities

  • Support the Wealth Management Business on client onboarding, ensuring compliance with internal policies and regulatory requirements.
  • Liaise with front office and AMLC to review and onboard new accounts, acting as an intermediary between front office and other support functions on any issues that require urgent resolution.
  • Review client/prospect background and profile, ensuring completeness of account documents, including documentation requirements for different types of entities structures.
  • Assess the plausibility of source of wealth corroboration, advising front office on alternative solutions that meet internal policy and regulatory requirements.
  • Conduct checks on various KYC search engines, review the results, and escalate where necessary.
  • Participate in projects such as system UAT and follow up on system enhancement/implementation.
  • Assist in other ad-hoc projects and assigned duties, as well as audit.
  • Maintain the department procedure and policy manuals.

Requirements

  • University degree holder in Finance, Business, or related discipline.
  • At least 5 years of experience in wealth management, preferably with experience in middle office.
  • Experience in reviewing and approving all risk accounts, including high-risk accounts.
  • Strong presentation, communication, and interpersonal skills.
  • Ability to provide client-focused solutions that comply with internal policies and regulatory requirements.
  • Committed, responsible, and able to work under pressure in a dynamic and fast-paced environment.
  • Strong analytical skills and attention to detail.
  • Good spoken and written English.
  • Able to read Simplified and Traditional Chinese.
  • Proficient in Microsoft Word, Excel, and PowerPoint.

Preferred Qualifications

  • Knowledge and proficiency in Avaloq.

What We Offer

  • A comprehensive Total Rewards Program, including bonuses, flexible benefits, and competitive compensation.
  • Leaders who support your development through coaching and managing opportunities.
  • Opportunities to work with the best in the field.
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.

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