Equities Department Specialist
4 days ago
We are seeking a seasoned Operations Specialist to join our Equities Department at CICC. As a key member of our team, you will be responsible for delivering exceptional customer experiences and ensuring efficient day-to-day operations.
Key Responsibilities:
- Implement thorough KYC procedures for account openings and investor onboarding, working closely with internal stakeholders.
- Develop and maintain strong relationships with clients/counterparties, addressing their needs and resolving issues.
- Ensure seamless execution of fund transfers and collateral movements, adhering to regulatory requirements.
- Conduct regular account reviews, including AML, CRS, and PI eligibility checks.
- Support the development of new business initiatives within the Equities Department, driving revenue growth.
Essential Skills and Qualifications:
- Prior experience in Equities account management and in-depth understanding of the KYC process.
- Strong CRM system proficiency and ability to perform well under pressure.
- Expertise in PC skills, particularly in Excel and data management, along with excellent language skills in Mandarin and English.
- Bachelor's degree or higher.
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