Compliance and Controls Expert

Job DescriptionWe are seeking an IT Governance Associate to join our team and drive IT control and related IT compliance matters. This role will work closely with the IT Management team and drive firmwide policy.Key Responsibilities:Drive project management governance to ensure alignment with organizational objectives and enhance project success...

iCapital powers the world's alternative investment marketplace, leveraging its financial technology platform to transform how advisors and wealth management firms evaluate and recommend bespoke public and private market strategies.With a global client base of $210 billion in assets invested in 1,690 funds, iCapital has established itself as a leading player...

Fintech Compliance ExpertWe are looking for a skilled Fintech Compliance Expert to join our team at WSPN. The ideal candidate will have a deep understanding of global regulatory compliance issues in the fintech sector.You will be responsible for ensuring that our products and services meet relevant regulatory requirements. This involves working closely with...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

Job Description:The Bank of China (Hong Kong) Limited is seeking a highly skilled Risk Control Strategist to join its team. This role will be responsible for designing and preparing various routine monitoring and compliance reports for Global Markets operational risks.Responsibilities:Develop and implement effective risk management strategies to mitigate...

Compliance Role OverviewAt ConnectedGroup, we are committed to excellence in compliance initiatives. We seek a seasoned Risk and Compliance Expert to join our team and contribute to our mission of delivering exceptional service to our clients.Key ResponsibilitiesThe Risk and Compliance Expert will be responsible for leading compliance-related projects to...

**Company Overview**Tbwa Chiat/Day Inc is a leading global advertising agency, dedicated to delivering innovative solutions to our clients. We are seeking a highly skilled professional to join our team as **Risk Control Lead**, responsible for leading our trading risk control team and creating comprehensive risk management strategies.**Job Description**The...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

About Ashford Benjamin LtdA leading investment bank and capital market, our company is committed to delivering high-quality services.Job Description: Compliance SpecialistWe are seeking a highly skilled Compliance Specialist to join our team.ResponsibilitiesCompliance Advisory: Provide expert advice on internal and transaction-related compliance matters to...

We are a technology powerhouse, ranked #248 in the Fortune Global 500, and serving millions of customers every day. Focused on a bold vision to deliver Smarter Technology for All, we have built a full-stack portfolio of AI-enabled devices.Key ResponsibilitiesSupport global compliance initiatives, including anti-bribery and corruption controls and trade...

Ashford Benjamin seeks a highly skilled AML Policy and Procedure Expert to join our team. As a key member of our AML advisory team, you will be responsible for developing and implementing comprehensive AML policies and procedures, ensuring compliance with regulatory requirements across the APAC region.In this role, you will leverage your extensive knowledge...

Company OverviewConnectedGroup is a global insurance company that aims to enhance compliance initiatives at both regional and local levels.SalaryThe successful candidate will receive a competitive salary package.Job DescriptionWe are seeking a Compliance Manager to develop and implement compliance policies and procedures, support the execution of compliance...

Job OverviewWe are seeking a talented Sr. Healthcare Compliance Analyst, Transparency Reporting ASPAC to join our team in Asia Pacific.The role involves working closely with the Health Care Compliance (HCC) Global Transparency Reporting (GTR) team in Asia Pacific, reporting to the Senior Manager, Global Transparency Reporting (ASPAC), HCC Global...

We are seeking a highly skilled HR professional to join our team as a Talent Management and Compliance Expert. In this role, you will be responsible for developing and implementing initiatives that attract, retain, and develop top talent, while ensuring compliance with employment laws and regulations.You will work closely with senior leaders and key...

We are Lenovo, a US$57 billion revenue global technology powerhouse. Our goal is to deliver Smarter Technology for All, and we are committed to upholding the highest standards of ethics and compliance.Job DescriptionSupport compliance-related initiatives, including anti-bribery and corruption controls and trade compliance risk assessments.Act as a subject...

Company Overview:Ashford Benjamin Ltd is a leading financial services company dedicated to excellence in the markets business.Job Description:We are seeking a highly skilled Regulatory Compliance Expert to join our team in APAC. The successful candidate will be accountable for the Sales and Trading Compliance program, providing advice on regulatory...

Global Executive Search Headhunter - Your worldwide Trustworthy partnerA luxury fashion design and manufacturing company in Hong Kong is seeking an experienced QA manager to lead their operations in Cambodia.Key Responsibilities:To implement quality control processes that meet international standardsSupervise a team of QA professionals and provide guidance...

We are seeking a skilled Global Tax Compliance Expert to join our team in Hong Kong. As a Senior Tax Specialist, you will be responsible for managing and maintaining Synpulse group transfer pricing compliance documentation. This includes the Master File and Local Files, as well as working closely with internal stakeholders and external advisors on tax...

Larson Maddox is seeking a seasoned Ideal Candidate to oversee compliance for the Investment Banking Division. The successful candidate will possess extensive experience in IBD product knowledge or control room operations, enabling them to work closely with the business team on compliance advisory.Key Responsibilities:Compliance Oversight: Ensure adherence...

**Job Summary**We are looking for an experienced professional to fill the role of **Chief Risk Management Officer**, responsible for leading our trading risk control team and creating comprehensive risk management strategies.The successful candidate will have a strong background in trading risk control, with a minimum of 5 years of experience at a reputable...