Head of Trading Compliance

Head of Trading Technology - Quant Hedge Fund Our client, a well-established quantitative hedge fund, is looking for a Head of Trading Technology to lead their trading tech teams across Hong Kong and Singapore. This is a high-impact role where you'll collaborate directly with the CTO to drive technology strategy and innovation across the APAC region. Ideal...

Responsibilities:Act as HK Compliance head and oversee compliance activities in HK. Contribute to regional compliance oversight in Australia and Singapore. Work as a senior management and manage a wide range of regulatory matters by providing professional compliance advice to the business function and top management on new business initiatives and...

Job Responsibilities: •  Including: building a compliance system, implementing AML/KYC, market surveillance, policy formulation, regulatory communication, team management, responding to inspections, and investigating violations. •  Monitoring suspicious transaction patterns. •  Designing a customer risk rating model. •  Market behavior...

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto...

We are seeking an exceptional individual to lead our trading technology teams across Hong Kong and Singapore. As Head of Technology for Quantitative Trading, you will play a key role in driving technology strategy and innovation across the Asia Pacific region.You will have the opportunity to work closely with the Chief Technology Officer (CTO) to develop and...

About the RoleThe Head of Operations will oversee the full fund lifecycle, ensuring operational efficiency and regulatory compliance. Key responsibilities include overseeing fund launches, trade execution, settlements, reconciliations, and corporate actions.

The company is seeking an Electronic Trading Compliance Manager to join their team in Hong Kong.The successful candidate will be responsible for designing and maintaining pre-trade and post-trade risk controls to ensure trading activities are within approved risk limits.Key responsibilities include:Risk Identification on Trading Strategy: Design and maintain...

Eclipse Trading is one of Asia's leading proprietary derivatives trading firms. Founded in 2007, we have over 100 employees across 4 office locations – Hong Kong (our HQ), Sydney, Shanghai and Chicago. Our trading expertise and strategies are deployed across several Asian markets and although we mainly specialise in equity derivatives, we also trade delta...

Compliance ManagerJob Summary:We are seeking a seasoned Compliance Manager to join our team at the Bank of China.This is a full-time position in the Legal and Compliance department, reporting to the Head of Compliance.The successful candidate will be responsible for formulating annual compliance review plans, conducting regular compliance reviews, and...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

The Role VP, Head of Control Room, Legal & Compliance Division Key Accountabilities Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Room and investment banking / corporate financing (IBD) function, including staff dealing policy and monitoring, maintenance of watch and restricted...

Job OverviewThe Regional Head of Capital Markets Surveillance role provides a unique opportunity to grasp the intricacies of a top-tier investment bank and contribute to evolving regulatory developments.This position involves constant interaction with senior management, business lines, and compliance teams. It is suitable for candidates with an appetite for...

Job OverviewThis Regional Head of Capital Markets Regulatory Surveillance position offers a unique opportunity to lead a high-performing team and drive compliance excellence in the Asia-Pacific region.Main Responsibilities:Provide strategic direction and oversight to the Asia-Pacific compliance team, ensuring alignment with global strategy and local...

Head of Trading TechnologyWe are seeking an exceptional leader to drive technology strategy and innovation across the APAC region. As the Head of Trading Technology, you will collaborate directly with the CTO to deliver high-impact projects that shape our trading capabilities.This role requires a hands-on approach, with strong expertise in trading...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

We invite applications for the role of Executive Head at the Hong Kong Council of Social Service (HKCSS). As a leading organization in the social service sector, we aim to advance the well-being of the Hong Kong community.In this key position, you will provide strategic direction, leadership, and oversight to ensure the effective operation of HKCSS. Your...

Delivering consistent and reliable Trade Finance transactions to Tier 1 Clients in line with their personalised service needs to Win through Service. Operating with a deep understanding of client business and the products they operate. Empowered decision makers taking ownership of transactions and enquiries and leveraging Trade Product Operations, Trade Core...

Job Description:We are seeking a talented Compliance Manager to join our team in Hong Kong.The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The role involves creating, implementing, and maintaining policies, procedures, and...

2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities: Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations; Participate in licensing applications for regulated virtual asset services; Coordinate with key internal functions to identify...

Job DescriptionCompany Overview: Bank Of China (Hong Kong) Limited is a leading financial institution committed to providing excellent banking services.Job Summary: We are seeking an experienced Compliance Manager to join our team, responsible for ensuring compliance with regulatory requirements and internal policies.Key Responsibilities: Formulate annual...