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Compliance Officer Securities Services

1 week ago

Hong Kong Island, Hong Kong SAR China The Bank of East Asia, Limited (BEA) Full time

The Risk & Compliance Manager - Securities Services Department at The Bank of East Asia, Limited (BEA) is responsible for ensuring that all procedures and processes are aligned with regulatory requirements and bank policies. This role involves collaborating with other departments to identify and mitigate risks, providing risk management & compliance training to relevant staff members, and ensuring compliance with regulatory requirements.

Requirements

The ideal candidate should possess a university graduate degree in business, finance, or a related field, and have 5-6 years of working experience in banking, finance, or securities sector. Sound knowledge in branch operations, products, and services, as well as good understanding of relevant policies, procedures, practices, and rules issued by HKMA, SFC, HKEX, and other regulatory bodies are essential. Additionally, the candidate should have strong interpersonal and communication skills, be target-oriented, and able to work under pressure.