Compliance Officer Specialist

Compliance Specialist (Fund Solutions)We are seeking a highly skilled Compliance Specialist to join our team in Hong Kong. As a key member of our Fund Solutions group, you will be responsible for ensuring compliance with regulatory requirements and providing guidance on risk assessments.The ideal candidate will have a strong understanding of AML regulations...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

**Job Summary**We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Infini Capital.The successful candidate will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Key Responsibilities:Maintain accurate records and documentation...

Our client, a leading hedge fund in Hong Kong, is seeking a skilled Compliance Manager to join their team. This individual will be responsible for ensuring adherence to regulatory requirements and guidelines.Key responsibilities include:Reporting directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague.Oversight of...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

Key RequirementsThe Compliance Specialist will be responsible for identifying, managing, and controlling compliance, regulatory, and reputational risks through reviews and improvement of ARP Compliance policies and procedures.Key SkillsKnowledge of regulatory and compliance requirements in APAC and global regionsAbility to analyze and interpret complex...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

About the RoleWe are seeking a highly skilled and experienced Compliance Risk Specialist to join our team in Hong Kong. As a key member of our compliance function, you will be responsible for providing guidance on regulatory requirements and risk management strategies to support the business.In this role, you will work closely with our global compliance team...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

Job Title: Compliance OfficerMNC - Tech Risk / Cyber Security - Senior Manager / DirectorAbout Us: Our company seeks a seasoned professional to fill this key role, leveraging their expertise in tech risk and cyber security.Job Description:This Senior Manager/Director will be responsible for overseeing the assessment of technology risks, IT governance,...

Lacoste Overview">Our company values corporate social responsibility and sustainability.About the Job">We are seeking a Senior CSR Compliance Executive to ensure suppliers adhere to our social compliance standards.This role involves reviewing and approving reports, providing guidance to suppliers, and monitoring data related to compliance and...

Compliance and Governance SpecialistWe are looking for a Compliance and Governance Specialist to provide guidance on the design and implementation of key security controls, tools, and technologies. As a member of the Technology Governance & Compliance team, you will work closely with cross-functional teams to enhance the security of all OKX products and...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

Job Summary:We are seeking a highly skilled Vessel Compliance Specialist to join our team. As a key member of our Operation Team, you will ensure that all vessels comply with pre-arrival and departure formalities in Hong Kong and southern China.Responsibilities:Report to Senior Operation Manager.Supervise and coordinate with sub-contractors,...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

Madison Pearl is one of Hong Kong's leading digital banking groups, with a strong presence in the retail and corporate sectors. We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.The successful candidate will have a deep understanding of Anti-Money Laundering (AML)...

About the RoleThis is an exciting opportunity for a Banking Compliance Specialist to join our team at PERSOLKELLY. As a specialist in regulatory reporting, you will play a critical role in ensuring our client's compliance with relevant regulatory requirements.Your responsibilities will include:Performing risk assessments and developing mitigation strategies...

Job OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...

Job DescriptionThe Regulatory Compliance Officer will be responsible for ensuring that all aspects of our business operations comply with relevant laws and regulations. This includes developing and implementing compliance policies, procedures, and controls, as well as monitoring and reporting on compliance performance.You will work closely with our business...