Compliance Officer Lead

About the RoleWe are seeking a seasoned Compliance Officer Team Lead to join our team in Hong Kong. The successful candidate will be responsible for supervising KYC Officers, ensuring they conduct thorough due diligence on corporate customers and their connected parties. This includes verifying business activity, identifying potential red flags, and...

Our client, a leading hedge fund in Hong Kong, is seeking a skilled Compliance Manager to join their team. This individual will be responsible for ensuring adherence to regulatory requirements and guidelines.Key responsibilities include:Reporting directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague.Oversight of...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Job Title: Compliance OfficerMNC - Tech Risk / Cyber Security - Senior Manager / DirectorAbout Us: Our company seeks a seasoned professional to fill this key role, leveraging their expertise in tech risk and cyber security.Job Description:This Senior Manager/Director will be responsible for overseeing the assessment of technology risks, IT governance,...

Key ResponsibilitiesThe Regulatory Expert - APAC will be responsible for understanding and assisting with compliance obligations related to global marketing. You will monitor, review, update, and assist with the implementation of regulatory and legislative changes, including but not limited to SFC, SEC, fund 40Act, and UCITS obligations.Key SkillsKnowledge...

Compliance Specialist (Fund Solutions)We are seeking a highly skilled Compliance Specialist to join our team in Hong Kong. As a key member of our Fund Solutions group, you will be responsible for ensuring compliance with regulatory requirements and providing guidance on risk assessments.The ideal candidate will have a strong understanding of AML regulations...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

**Job Summary**We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Infini Capital.The successful candidate will be responsible for maintaining accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts.Key Responsibilities:Maintain accurate records and documentation...

Job OverviewWe are seeking a highly skilled and motivated individual to join our team as a Regulatory Compliance Officer. This role will be responsible for providing regulatory advice and guidance to business functions on various matters, including new business initiatives, outsourcing arrangements, and new products and partnerships.Key...

Classy Wheeler Limited is a leading financial services group with a growing securities and futures division in Hong Kong. We are seeking a skilled Compliance Officer to join our team and contribute to the company's continued success.Key ResponsibilitiesEnsure that company policies, internal control procedures, and manuals are up-to-date with regulatory...

Job DescriptionThe Bank of China is seeking an experienced (Senior) AML Manager (Policy & Due Diligence) to join our team in Financial Crime Compliance Department.

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

We respect the privacy of candidates for employment. The Privacy Notices set forth how we will use the information we obtain when you apply for a position through this career site. If you do not consent to the terms of your country's respective Privacy Notice, please do not submit information to us.Senior Compliance Analyst/Compliance OfficerApply locations...

Senior Compliance Officer (Global Payment Group) (84083) Central and Western District, Hong KongJob DescriptionWork on strategic projects aimed at enhancing the compliance infrastructure and collaborate with both local and international teams to address compliance issues across the business.Ensure compliance with all applicable laws and regulations under the...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

The CICC Group of Companies is seeking a highly experienced Compliance Officer to join its team in Hong Kong. As a key member of the compliance team, you will be responsible for providing expert guidance and advice on compliance-related matters.Main Responsibilities:Providing regular compliance risk and controls assessments.Conducting reviews of new business...