Risk Management and Compliance Lead

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

Our ideal candidate is a seasoned Data Protection Officer with a strong background in data governance, risk management, and compliance. As a leader in our organization, you'll be responsible for developing and implementing data protection policies and procedures that align with industry best practices. With a focus on employee education and collaboration...

The Bank of East Asia, Limited (BEA) invites applications for the position of Risk & Compliance Manager in the Securities Services Department.This is an exciting opportunity for a highly skilled professional to contribute to the bank's risk management and compliance efforts. The successful candidate will be responsible for ensuring that all procedures are in...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

About Us:Transak is a leading provider of blockchain and cryptocurrency solutions. We're looking for a highly skilled Compliance Risk Manager to join our team in Hong Kong.Job Description:Develop and maintain compliance policies, procedures, and frameworks to ensure adherence to Hong Kong regulations.Conduct regular risk assessments to identify potential...

Job Summary:We are seeking an experienced Compliance and Risk Manager to join our team at Bond West Consultants.In this role, you will be responsible for maintaining the company's risk management framework and conducting research on specific risk issues.You will work closely with various stakeholders to ensure that our risk management practices are aligned...

About the Role:We are seeking a highly skilled Compliance Risk Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific satisfy regulatory requirements and internal policies.Key Responsibilities:Contribute to the development and...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

KOS International Limited Job OpportunityWe are a leading Hong Kong-based company with a robust presence in China, looking for a highly experienced Senior Manager to oversee our risk management operations in Hong Kong.The successful candidate will play a key role in shaping our risk management strategy and ensuring compliance with regulatory...

Responsibilities:Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

Job Summary: ConnectedGroup is seeking a seasoned compliance professional to spearhead regulatory initiatives and risk management across the insurance sector. As a key member of our team, you will develop and implement effective compliance strategies to drive business growth while maintaining the highest standards of integrity.About the Role:The successful...

We are looking for a highly experienced Compliance Risk Manager to join our team in Hong Kong. As a senior member of our compliance team, you will be responsible for managing and mitigating compliance risks associated with our financial services business across the APAC region.The ideal candidate will have a strong background in financial crime compliance,...

We are seeking an AML and Risk Management Lead to join our team at Ashford Benjamin. The role will involve leading our APAC AML efforts, providing expert advice on AML/KYC matters, and overseeing investigations to ensure effective risk management.The successful candidate will have over 8 years of experience in financial crime compliance, with a strong...

Ashford Benjamin is a leading financial institution seeking a Compliance Risk Manager to join their team in Hong Kong. The successful candidate will serve as a senior AML member for the APAC region, covering a full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures, and framework.Key...

Job SummaryWe are seeking a highly skilled Regulatory Affairs Professional to join our team. In this role, you will oversee the review of new product development in adherence to the Product Compliance Program. You will partner closely with other Compliance Leaders, Legal, Product, Engineering, and Risk to ensure compliance.About UsTbwa Chiat/Day Inc is a...

Company OverviewBank Of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking and financial services to individuals, corporations, and institutional clients.Job DescriptionWe are seeking a highly skilled Risk Management Lead to join our team. The successful candidate will be responsible for designing and...

Job DescriptionAs a Risk Management Lead at Bank Of China (Hong Kong) Limited, you will play a critical role in designing and preparing routine monitoring and compliance reports for Global Markets operational risks. You will also be responsible for following up on operational incidents, conducting independent assessments and analysis, and formulating...

About the RoleWe are seeking a highly skilled AML Compliance Officer to join our Financial Crime Compliance team. As an AML Compliance Officer, you will be responsible for ensuring that all financial transactions and activities comply with relevant laws and regulations. You will work closely with the team to identify and mitigate potential risks associated...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...